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Oblong, Inc. — Director's Dealing 2012
Mar 20, 2012
35367_dirs_2012-03-20_269a2f65-e642-43f0-8c3f-61aefedbf9cd.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: GLOWPOINT, INC. (GLOW)
CIK: 0000746210
Period of Report: 2012-03-12
Reporting Person: Laezza Joseph (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-03-12 | Common Stock | A | 250000 | — | Acquired | 468578 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-03-12 | Stock Option (right to buy) | $3.47 | A | 250000 | Acquired | 2022-03-12 | Common Stock (250000) | Direct |
| 2012-03-12 | Stock Option (right to buy) | $3.20 | A | 250000 | Acquired | 2022-03-12 | Common Stock (250000) | Direct |
Footnotes
F1: These shares of restricted stock vest upon the earlier to occur of (i) the Issuer's change of control or corporate transaction (each as defined in the Issuer's 2007 Stock Incentive Plan) and (ii) the tenth anniversary of the date of the award.
F2: This amendment on Form 4/A is being filed to amend the amount of securities beneficially owned following the reported transaction, previously reported incorrectly as 1,052,329 on a Form 4 filed on March 16, 2012.
F3: These options only vest upon the Issuer's change of control or corporate transaction (each as defined in the Issuer's 2007 Stock Incentive Plan).
F4: These options were granted pursuant to the Issuer's 2007 Stock Incentive Plan.