AI assistant
Oblong, Inc. — Director's Dealing 2012
Sep 18, 2012
35367_dirs_2012-09-18_579cb112-0c85-4802-82d8-968121a42b03.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: GLOWPOINT, INC. (GLOW)
CIK: 0000746210
Period of Report: 2012-09-04
Reporting Person: Peri Steven B (Executive VP & General Counsel)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-09-04 | Common Stock | A | 150000 | — | Acquired | 150000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-09-04 | Stock Option (right to buy) | $3.02 | A | 50000 | Acquired | 2022-09-04 | Common Stock (50000) | Direct |
| 2012-09-04 | Stock Option (right to buy) | $3.47 | A | 50000 | Acquired | 2022-09-04 | Common Stock (50000) | Direct |
Footnotes
F1: These shares of restricted stock were granted in connection with the reporting person's appointment as Executive Vice President, General Counsel and Secretary of the issuer and without payment of consideration pursuant to the issuer's 2007 Stock Incentive Plan. These shares will vest upon the earlier to occur of (i) the issuer's Change of Control or Corporate Transaction (each as defined in the issuer's 2007 Stock Incentive Plan) and (ii) the tenth anniversary of the date of the award.
F2: These options were granted in connection with the reporting person's appointment as Executive Vice President, General Counsel and Secretary of the issuer and without payment of consideration pursuant to the issuer's 2007 Stock Incentive Plan. These options will vest upon the earlier to occur of (i) the issuer's Change of Control or Corporate Transaction (each as defined in the issuer's 2007 Stock Incentive Plan) and (ii) the tenth anniversary of the date of the award.