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Oak Valley Bancorp Director's Dealing 2025

Mar 13, 2025

33556_dirs_2025-03-13_2d0925d6-60a1-4533-ae21-357cdeb8cc1d.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oak Valley Bancorp (OVLY)
CIK: 0001431567
Period of Report: 2024-12-31

Reporting Person: Roland Theresa (EVP Chief HR Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2024-12-31 Common Stock I 654 Acquired 9083 Direct
2025-02-28 Common Stock A 1112 Acquired 10195 Direct

Footnotes

F1: Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing.

F2: Adjustment to holdings for shares acquired through 401k profit sharing plan in 2024.

F3: Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting.

F4: The restricted stock will vest 20% annually on the following dates:

2/28/2026
2/28/2027
2/28/2028
2/28/2029
2/28/2030

F5: Award of restricted stock to executive employee pursuant to Stock Incentive Plan.