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Oak Valley Bancorp — Director's Dealing 2022
Mar 21, 2022
33556_dirs_2022-03-21_80d7ad35-d3ef-4d84-898a-0703282c1d22.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Oak Valley Bancorp (OVLY)
CIK: 0001431567
Period of Report: 2022-02-28
Reporting Person: McCarty Richard A. (President & COO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-28 | Common Stock | A | 2970 | — | Acquired | 44561 | Direct |
| 2022-02-28 | Common Stock | F | 157 | — | Disposed | 44404 | Direct |
| 2022-02-28 | Common Stock | F | 216 | — | Disposed | 44188 | Direct |
| 2022-02-28 | Common Stock | F | 182 | — | Disposed | 44006 | Direct |
| 2022-02-28 | Common Stock | F | 223 | — | Disposed | 43783 | Direct |
Footnotes
F1: Award of restricted stock to executive employee pursuant to Stock Incentive Plan.
F2: Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting.
F3: The restricted stock will vest 20% annually on the following dates:
2/28/2023
2/28/2024
2/28/2025
2/28/2026
2/28/2027
F4: Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2018 vested 2/28/2022
F5: Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2019 vested 2/28/2022
F6: Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2020 vested 2/28/2022
F7: Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2021 vested 2/28/2022