Oak Valley Bancorp — Director's Dealing 2022

Mar 21, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oak Valley Bancorp (OVLY)
CIK: 0001431567
Period of Report: 2022-02-28

Reporting Person: Ghan Cathy (EVP Commercial Real Estate)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-02-28	Common Stock	A	1311	—	Acquired	29003	Direct
2022-02-28	Common Stock	F	245	—	Disposed	28758	Direct

Footnotes

F1: Award of restricted stock to executive employee pursuant to Stock Incentive Plan.

F2: Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting.

F3: The restricted stock will vest 20% annually on the following dates:

2/28/2023
2/28/2024
2/28/2025
2/28/2026
2/28/2027

F4: Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2018 vested 2/28/2022