Oak Valley Bancorp — Director's Dealing 2021

Mar 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oak Valley Bancorp (OVLY)
CIK: 0001431567
Period of Report: 2020-12-31

Reporting Person: Ghan Cathy (EVP Commercial Real Estate)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-12-31	Common Stock	I	1609	—	Acquired	27011	Direct
2021-02-28	Common Stock	F	246	—	Disposed	26765	Direct

Footnotes

F1: Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing.

F2: Adjustment to holdings for shares acquired through 401k profit sharing plan in 2020.

F3: Shares surrendered to satisfy tax liability on restricted stock issued 2/28/2018 vested 2/28/2021