Oak Valley Bancorp — Director's Dealing 2020

Mar 5, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oak Valley Bancorp (OVLY)
CIK: 0001431567
Period of Report: 2020-02-28

Reporting Person: McCarty Richard A. (SEVP / COO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-02-28	Common Stock	A	2388	—	Acquired	35531	Direct

Footnotes

F1: Award of restricted stock to executive employee pursuant to Stock Incentive Plan.

F2: Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting.

F3: The restricted stock will vest 20% annually on the following dates:

2/28/2021
2/28/2022
2/28/2023
2/28/2024
2/28/2025