Oak Valley Bancorp — Director's Dealing 2019

Mar 4, 2019

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oak Valley Bancorp (OVLY)
CIK: 0001431567
Period of Report: 2018-12-31

Reporting Person: Gall Jeffrey A (SVP/CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2018-12-31	Common Stock	I	977	—	Acquired	19856	Direct
2019-02-28	Common Stock	A	1412	—	Acquired	21268	Direct

Footnotes

F1: Shares acquired through company 401k plan. Purchase transactions occur under 10b5-1 purchase plan with various dates and pricing.

F2: Adjustment to holdings for shares acquired through 401k profit sharing plan in 2018.

F3: Award of restricted stock to executive employee pursuant to Stock Incentive Plan.

F4: Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting.

F5: The restricted stock will vest 20% annually on the following dates:

2/28/2020
2/28/2021
2/28/2022
2/28/2023
2/28/2024