Oak Valley Bancorp — Director's Dealing 2013

Jul 26, 2013

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Oak Valley Bancorp (OVLY)
CIK: 0001431567
Period of Report: 2013-07-24

Reporting Person: Pelton Janet S (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2013-07-24	Common Stock	A	5000	$7.59	Acquired	25000	Direct

Footnotes

F1: Initial award of restricted stock to director pursuant to Stock Incentive Plan.

F2: Each restricted stock share that is unvested is subject to certain restrictions on disposition as well as certain forfeiture rights, which will lapse upon vesting.

F3: The restricted stock will vest as follows:

Vesting Date: Shares Vested:
7/24/2014 1,000
7/24/2015 1,000
7/24/2016 1,000
7/24/2017 1,000
7/24/2018 1,000

Subject to 100% acceleration upon retirement at any time before July 24, 2018.