NZX Limited — Director's Dealing 2021

Mar 14, 2021

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Ongoing Disclosure Notice

Disclosure of Directors and Senior Managers Relevant Interests

Sections 297(2) and 298(2), Financial Markets Conduct Act 2013

To NZX Limited; and
Name of listed issuer:		NZX Limited
Date this disclosure made:		15-Mar-21
Date of last disclosure:		23-Sep-20
Director or senior managergiving disclosure
Full name(s):		Graham Nicholas Stewart Law
Name of listed issuer:		NZX Limited
Name of related body corporate (if applicable):		N/A
Position held in listed issuer:		Chief Financial Officer

Summary of acquisition or disposal of relevant interest (excluding specified derivatives)	Summary of acquisition or disposal of relevant interest (excluding specified derivatives)
		Performance Rights which
Class of affected quoted financial products:		give the holder options to
		acquire NZX OrdinaryShares
Nature of the affected relevant interest(s):		Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:		219,555
Number held in class after acquisition or disposal:		215,447
Current registered holder(s):		N/A
Registered holder(s) once transfers are registered:		Graham Nicholas Stewart Law
Details of transactions giving rise to acquisition or disposal
Total numberoftransactions towhich noticerelates:		Three
Details of transactions requiring disclosure-
Date oftransaction:		15-Mar-21
		Issue of performance rights
Nature of transaction:		pursuant to NZX Limited's
		Long Term Incentive Plan
Name ofany otherparty orparties to the transaction(if known):		N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a		N/A
cash value,describe the consideration:
Numberof financialproducts towhichthe transaction related:		63,883
Date oftransaction:		15-Mar-21
		Conversion of performance
Nature of transaction:		rights to NZX Ordinary Sharespursuant to NZX Limited's
		Long Term Incentive Plan
Name ofany otherparty orparties to the transaction(if known):		N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisition
or disposal. If the consideration was not in cash and cannot be readily by converted into a		N/A
cash value,describe the consideration:
Numberof financialproducts towhichthe transaction related:		45,327

Date oftransaction:Nature of transaction:Name ofany otherparty orparties to the transaction(if known):The consideration, expressed in New Zealand dollars, paid or received for the acquisitionor disposal. If the consideration was not in cash and cannot be readily by converted into acash value,describe the consideration:Numberof financialproducts towhichthe transaction related:If the issuer has a financial products trading policy that prohibits directors or seniormanagers from trading during any period without written clearance (a closed period)include the following details—Whether relevantinterestswere acquired ordisposed ofduring a closed period:	Date oftransaction:Nature of transaction:Name ofany otherparty orparties to the transaction(if known):The consideration, expressed in New Zealand dollars, paid or received for the acquisitionor disposal. If the consideration was not in cash and cannot be readily by converted into acash value,describe the consideration:Numberof financialproducts towhichthe transaction related:If the issuer has a financial products trading policy that prohibits directors or seniormanagers from trading during any period without written clearance (a closed period)include the following details—Whether relevantinterestswere acquired ordisposed ofduring a closed period:
		15-Mar-21
		Lapsing of performance rightspursuant to NZX Limited'sLong Term Incentive Plan
		N/A
		N/A
		22,664
If the issuer has a financial products trading policy that prohibits directors or seniormanagers from trading during any period without written clearance (a closed period)include the following details—
Whether relevantinterestswere acquired ordisposed ofduring a closed period:		No
Whether prior written clearance was provided to allow the acquisition or disposal toproceed duringthe closedperiod:		N/A
Date of theprior written clearance(if any):		N/A
Summary of acquisition or disposal of relevant interest (excluding specified derivatives)Class ofaffected quotedfinancialproducts:NZXOrdinary SharesNature of the affected relevant interest(s):Legal and BeneficialFor that relevant interest-Number held in class before acquisition or disposal:57,662Number held in class after acquisition or disposal:102,989Current registered holder(s):N/ARegistered holder(s) once transfers are registered:Graham Nicholas Stewart Law
Class ofaffected quotedfinancialproducts:		NZXOrdinary Shares
Nature of the affected relevant interest(s):		Legal and Beneficial
For that relevant interest-
Number held in class before acquisition or disposal:		57,662
Number held in class after acquisition or disposal:		102,989
Current registered holder(s):		N/A
Registered holder(s) once transfers are registered:		Graham Nicholas Stewart Law
Details of transactionsgiving rise to acquisition or disposal
Total numberoftransactions towhich noticerelates:		One
Details of transactions requiring disclosure-Date oftransaction:Nature of transaction:Name ofany otherparty orparties to the transaction(if known):The consideration, expressed in New Zealand dollars, paid or received for the acquisitionor disposal. If the consideration was not in cash and cannot be readily by converted into acash value,describe the consideration:Numberof financialproducts towhichthe transaction related:If the issuer has a financial products trading policy that prohibits directors or seniormanagers from trading during any period without written clearance (a closed period)include the following details—Whether relevantinterestswere acquired ordisposed ofduring a closed period:
Date oftransaction:		15-Mar-21
Nature of transaction:		NZX Limited Ordinary Sharesissued on exercise ofperformance rights issued on25 October 2018 pursuant toNZX's Long Term IncentivePlan
Name ofany otherparty orparties to the transaction(if known):		N/A
The consideration, expressed in New Zealand dollars, paid or received for the acquisitionor disposal. If the consideration was not in cash and cannot be readily by converted into acash value,describe the consideration:		N/A
Numberof financialproducts towhichthe transaction related:		45,327
If the issuer has a financial products trading policy that prohibits directors or seniormanagers from trading during any period without written clearance (a closed period)include the following details—
Whether relevantinterestswere acquired ordisposed ofduring a closed period:		No
Whether prior written clearance was provided to allow the acquisition or disposal toproceed during the closed period:		N/A
Date of theprior written clearance(if any):		N/A
Summary of other relevant interests after acquisition or disposal:Class of quoted financial products:Nature of relevant interest:For that relevant interest,-Number held in class:Current registered holder(s):
		NZX Subordinated Notes(NZX010s)
		Legal and Beneficial
Number held in class:		113,000
Current registered holder(s):		Graham Nicholas Stewart Law

Certification

I certify that, to the best of my knowledge and belief, the information contained in this
disclosure is correct and that I am duly authorised to make this disclosure by all persons
for whom it is made.
Signature of director or officer:
Date of signature:		15-Mar-21
or

Signature of person authorised to sign on behalf of director or officer: