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Nyrstar NV — Major Shareholding Notification 2011
Mar 9, 2011
3983_rns_2011-03-09_c6f62545-73cf-4fcb-9e4e-363dc7b56137.pdf
Major Shareholding Notification
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FORM TR-1 BE PART I
| 1) Status of the notification | |||
|---|---|---|---|
| -- | -- | -- | ------------------------------- |
| Final | ||
|---|---|---|
| Name NYRSTAR | ||
| Identification number 0888-728-945 | ||
3) Reason for the notification
| An acquisition or disposal of voting securities or voting rights | ||||
|---|---|---|---|---|
| Downward crossing of the lowest threshold | ||||
Π
4) Notification by
2) Issuer
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
| Name (& legal form for legal persons) |
Address (for legal persons) | ||
|---|---|---|---|
| UBS AG | Bahnhofstrasse 45, 8001 Zürich |
6) Persons that dispose of, ... voting rights (Only to be filled in if art. 7 of the Law applies)
| Name (& legal form for legal persons) |
Address (for legal persons) | ||||
|---|---|---|---|---|---|
| $\sim$ $\sim$ |
State Contract Contract Contract |
||||
Cick
Please continue entering the information in part II concerning the
|persons referred to in points 5 and 6
7) Date on which the threshold is crossed
08.10.2009
(DD/MM/YYYY)
8) Threshold that is crossed (in %)
$\overline{\mathbf{3}}$
If the holding has fallen below the lowest threshold, you have the option of not filling in point 10
9) Denominator
100'000'000
Please enter the denominator before filling in the data
10) Notified details
| A) Voting rights | Previous notification | After the transaction | |||||
|---|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities! | Not linked to the securities |
|||
| IUBS AG | |||||||
| UBS Fund Management (Switzerland) AG | |||||||
| UBS Fund Services (Luxembourg) SA | |||||||
| TOTAL |
Start with "groups" of holders. Calculate subtotals and then finish with the
"Dersons who are "alone".
The totals, subtotals and % will be updated once you have clicked on!
CALCULATE>
| B) Equivalent financial instruments | After the transaction | ||||
|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised |
% of voting rights |
| (in relation to all expiration dates) |
The totals will be updated once you have clicked on
| TOTAL (Voting rights & Equivalent financial (instruments) |
# of voting rights | % of voting rights |
|---|---|---|
| SALE DEATH |
11) Chain of controlled undertakings through which the holding is effectively held, if applicable
Please describe, or join a diagram in attachment
| Please see attachment | College College | the control of the con- | ||||
|---|---|---|---|---|---|---|
| . | ||||||
| Service | College College | COLLECTION | College College | 10,000 |
12) In case of proxy voting for only one GM
Holder
will cease to hold /
will hold again
$\circ$
voting rights as of
83
13) Additional information
$\mathsf{r}$
| A) Convertible bonds and rights to subscribe to voting securities not yet issued | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Type of financial instrument | Expiration date (DD/MM/YYYY) |
Exercise/Conversion period or date |
Number | # of voting rights that may be acquired if the instrument is exercised/converted |
|||||||
| lConvertible Bonds | 161 | 1'056'389 | |||||||||
| UBS Fund Management (Switzerland) AdConvertible Bonds | 19'684 | ||||||||||
| Convertible Bonds | 27 | 177'158 | |||||||||
| 10.07.2014 10.07.2014 10.07.2014 |
| B) Shares without voting rights | ||
|---|---|---|
| Holder | Number $\sim$ |
|
| 8 | ||
| C) Remarks | ||
| Below notifiable threshold $\sim 10^{-11}$ |
$\sim$ | |
| State | ||
| 10,000 Aug. Sales Contractor Contractor Contractor and the company of the College and the control |
||
| Done at | Opfikon, Switzerland | |
| On | 14.10.2009 (DD/MM/YYYY) |
|
| Name & capacity | ||
| Signature ÷ Brigitte Schwarz / Associate Director |
Z |
Brigitte Schwarz / Associate Director Nemanja Pantic / Authorised Officer
Signature
Klantin (