Major Shareholding Notification • Mar 9, 2011
Major Shareholding Notification
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| 1) Status of the notification | |||
|---|---|---|---|
| -- | -- | -- | ------------------------------- |
| Final | ||
|---|---|---|
| Name NYRSTAR | ||
| Identification number 0888-728-945 | ||
| An acquisition or disposal of voting securities or voting rights | ||||
|---|---|---|---|---|
| Downward crossing of the lowest threshold | ||||
Π
4) Notification by
2) Issuer
A parent undertaking or a controlling person
5) Persons subject to the notification requirement
| Name (& legal form for legal persons) |
Address (for legal persons) | ||
|---|---|---|---|
| UBS AG | Bahnhofstrasse 45, 8001 Zürich |
6) Persons that dispose of, ... voting rights (Only to be filled in if art. 7 of the Law applies)
| Name (& legal form for legal persons) |
Address (for legal persons) | ||||
|---|---|---|---|---|---|
| $\sim$ $\sim$ |
State Contract Contract Contract |
||||
Cick
Please continue entering the information in part II concerning the
|persons referred to in points 5 and 6
7) Date on which the threshold is crossed
08.10.2009
(DD/MM/YYYY)
8) Threshold that is crossed (in %)
$\overline{\mathbf{3}}$
If the holding has fallen below the lowest threshold, you have the option of not filling in point 10
9) Denominator
100'000'000
Please enter the denominator before filling in the data
| A) Voting rights | Previous notification | After the transaction | |||||
|---|---|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities! | Not linked to the securities |
|||
| IUBS AG | |||||||
| UBS Fund Management (Switzerland) AG | |||||||
| UBS Fund Services (Luxembourg) SA | |||||||
| TOTAL |
Start with "groups" of holders. Calculate subtotals and then finish with the
"Dersons who are "alone".
The totals, subtotals and % will be updated once you have clicked on!
CALCULATE>
| B) Equivalent financial instruments | After the transaction | ||||
|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised |
% of voting rights |
| (in relation to all expiration dates) |
The totals will be updated once you have clicked on
| TOTAL (Voting rights & Equivalent financial (instruments) |
# of voting rights | % of voting rights |
|---|---|---|
| SALE DEATH |
11) Chain of controlled undertakings through which the holding is effectively held, if applicable
| Please see attachment | College College | the control of the con- | ||||
|---|---|---|---|---|---|---|
| . | ||||||
| Service | College College | COLLECTION | College College | 10,000 |
12) In case of proxy voting for only one GM
Holder
will cease to hold /
will hold again
$\circ$
voting rights as of
83
$\mathsf{r}$
| A) Convertible bonds and rights to subscribe to voting securities not yet issued | |||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|
| Type of financial instrument | Expiration date (DD/MM/YYYY) |
Exercise/Conversion period or date |
Number | # of voting rights that may be acquired if the instrument is exercised/converted |
|||||||
| lConvertible Bonds | 161 | 1'056'389 | |||||||||
| UBS Fund Management (Switzerland) AdConvertible Bonds | 19'684 | ||||||||||
| Convertible Bonds | 27 | 177'158 | |||||||||
| 10.07.2014 10.07.2014 10.07.2014 |
| B) Shares without voting rights | ||
|---|---|---|
| Holder | Number $\sim$ |
|
| 8 | ||
| C) Remarks | ||
| Below notifiable threshold $\sim 10^{-11}$ |
$\sim$ | |
| State | ||
| 10,000 Aug. Sales Contractor Contractor Contractor and the company of the College and the control |
||
| Done at | Opfikon, Switzerland | |
| On | 14.10.2009 (DD/MM/YYYY) |
|
| Name & capacity | ||
| Signature ÷ Brigitte Schwarz / Associate Director |
Z |
Brigitte Schwarz / Associate Director Nemanja Pantic / Authorised Officer
Signature
Klantin (
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