Major Shareholding Notification • Mar 25, 2011
Major Shareholding Notification
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| FORM TR-1 BE PARTI |
|||
|---|---|---|---|
| 1) Status of the notification | |||
| Final | |||
| 2) Issuer | |||
| Identification number 0888-728-945 | Name NYRSTAR | ||
| 3) Reason for the notification | |||
| Passive crossing of a threshold | |||
| 4) Notification by | |||
| A parent undertaking or a controlling person | |||
| 5) Persons subject to the notification requirement | |||
| Name (& legal form for legal persons) |
Address (for legal persons) | ||
| UBS AG | Bahnhofstrasse 45, CH - 8001 Zurich | ||
| 6) Persons that dispose of, voting rights (Only to be filled in if art. 7 of the Law applies) | |||
| Name (& legal form for legal persons) |
Address (for legal persons) | ||
| Please continue entering the information in part Il concerning the | 232 persons referred to in points 5 and 6 |
||
| 7) Date on which the threshold is crossed | |||
| 18.03.2011 | (DD/MM/YYYY) | ||
| 8) Threshold that is crossed (in %) | |||
| $5\phantom{.0}$ | |||
| If the holding has fallen below the lowest threshold, you have the option of not filling in point 10 | |||
| 9) Denominator | |||
| 170'022'544 | |||
| Please enter the denominator before filling in the data |
| A) Voting rights | Previous notification | After the transaction | |||
|---|---|---|---|---|---|
| # of voting rights | # of voting rights | % of voting rights | |||
| Holders of voting rights | Linked to securities | Not linked to the securities |
Linked to securities | Not linked to the securities |
|
| 1'904'856 | 2'156'339 | 1.27% | |||
| lubs AG | 1'168'803 | 1'712'087 | 1.01% | ||
| ICCR Asset Management | 706'743 | 0.42% | |||
| UBS Fund Management Switzerland | 419'716 | 0.38% | |||
| UBS Fund Services (Luxembourg) AG | 573'248 | 647'059 | |||
| UBS Global Asset Management (America | 66'109 | 66'109 | 0.04% | ||
| UBS Global Asset Management (Deutsch | 131'189 | 139'971 | 0.08% | ||
| 32'220 | 32'220 | 0.02% | |||
| UBS Global Asset Management (Japan) I | 1'160'876 | 0.68% | |||
| UBS Global Asset Management (UK) Lim | 1'125'363 | 0.09% | |||
| UBS O'Connor Limited | 146'215 | 146'215 | |||
| 5'567'719 | 2'156'339 | 4'611'280 | 0.09% | ||
| subtotal TOTAL |
2'156'339 | 4'611'280 | 1.27% | 2.71% |
Start with "groups" of holders. Calculate subtotals and then finish with the
"persons who are "alone".
The totals, subtotals and % will be updated once you have clicked on
"CALCULATE>
| B) Equivalent financial instruments | After the transaction | ||||
|---|---|---|---|---|---|
| Holders of equivalent financial instruments |
Type of financial instrument | Expiration date | Exercise period or date | # of voting rights that may be acquired if the instrument is exercised |
% of voting rights |
| and the state | ATA 2015년 - 2011년 - 2019년 - 201 | ||||
| TOTAL | (in relation to all expiration dates) | $\Omega$ | $0.00\%$ |
| I TOTAL (Voting rights & Equivalent financial linstruments) |
$#$ of voting rights $\ $ | % of votina rights |
|---|---|---|
| SALCULATE | 6'767'619 | 3.98% |
Please see document attachment
Holder
will cease to hold /
will hold again
$|0|$
voting rights as of
. . . . .
Read
$\sim$
| A) Convertible bonds and rights to subscribe to voting securities not yet issued | |||||
|---|---|---|---|---|---|
| Holder | Type of financial instrument | Expiration date (DD/MM/YYYY) |
Exercise/Conversion period or date |
Number | # of voting rights that may be acquired if the instrument is exercised/converted |
| UBS O'Connor LLC | Convertible instrument | ln.a. | 10.07.2009-26.06.2014 | B 667'727 84 |
|
| B) Shares without voting rights | |||||
| Holder | Number | 2 | |||
| C) Remarks | |||||
| All legal entities under item 10.A apart from UBS AG are acting as custodians and they can exercise the related voting rights at their own discretion in the absence of specific instructions from the securities holders (within the meaning of Article 7, para 1, 4° Law 2/05/2007) |
|||||
| and the manufacture. | |||||
| Done at | Opfikon, Switzerland | ||||
| On | (DD/MM/YYYY) 25.03.2011 |
||||
| Name & capacity | |||||
| Nemanja Pantic, Associate Director | Signature |
Hendrik Marenbach, Authorized Officer
Signature
$\frac{1}{\frac{1}{2}}$
| persons | |
|---|---|
| ۱ | |
| I | |
| Address i ļ |
j |
| 2000 - 2000 - 2000 - 2000 - 2000 - 2000 - 2000 - 2000 - 2000 - 2000 - 2000 - 2000 - 2000 - 2000 - 2000 - 200 persons |
||
|---|---|---|
| hone number Ċ |
||
| d office for legal Address ere. rearst. |
||
| J nal form 1 $\overline{\phantom{a}}$ |
| Contact person for legal persons |
|
|---|---|
| 0041 44 239 62 08 [email protected] Nemanja Pantic | |
| hone number | |
| registered office for legal persons) Address |
c/o Nemanja Pantic, Europastrasse 1, CH - 8152 Opfikon |
| rai form fo Varme |
erson |
The personal data provided via this form will be processed by the CBFA (Congresstraat/rue du Congrès 12-14, 1000 Brussels) in accordance with the Law of 8 December
1992 on the protection of privacy as regards the processin
Please note that the chain of control below indicates the ultimate/effective holders in bold font, whereas the legal entities indicated in normal font hold the shares indirectly via their subsidiaries.
UBS AG (directly)
UBS AG indirectly through
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