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Nxp Semiconductors — Director's Dealing 2019
Aug 1, 2019
9969_dirs_2019-08-01_c38a00ad-98fe-4fce-bdfd-3316a3c59d79.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NXP Semiconductors N.V. (NXPI)
CIK: 0001413447
Period of Report: 2019-08-01
Reporting Person: KELLY PETER (EVP & CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 57184 | Direct |
| Common Stock | 40000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | 2019-10-27 | Common Stock (10093.0) | Direct | |
| Restricted Stock Unit | $ | 2020-10-26 | Common Stock (18182.0) | Direct | |
| Restricted Stock Unit | $ | 2021-07-26 | Common Stock (22628.0) | Direct | |
| Stock Option (right to buy) | $16.84 | 2021-11-01 | Common Stock (65000.0) | Direct | |
| Stock Option (right to buy) | $23.49 | 2022-10-25 | Common Stock (40000.0) | Direct | |
| Stock Option (right to buy) | $39.58 | 2023-10-24 | Common Stock (35247.0) | Direct | |
| Stock Option (right to buy) | $64.18 | 2024-10-23 | Common Stock (42401.0) | Direct | |
| Stock Option (right to buy) | $73.0 | 2025-10-29 | Common Stock (23698.0) | Direct |
Footnotes
F1: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/27/2016 grant date (subject to the terms of the reporting person's award agreement).
F2: Each Restricted Stock Unit represents the conditional right to receive one share of common stock.
F3: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 10/26/2017 grant date (subject to the terms of the reporting person's award agreement).
F4: The Restricted Stock Units vest in three equal annual installments on the anniversary of the 7/26/2018 grant date (subject to the terms of the reporting person's award agreement).
F5: The Stock Options vest at the rate of 25% per year on each anniversary of the 11/01/2011 grant date (subject to the terms of the reporting person's award agreement).
F6: The Stock Options vest at the rate of 25% per year on each anniversary of the 10/25/2012 grant date (subject to the terms of the reporting person's award agreement).
F7: The Stock Options vest at the rate of 25% per year on each anniversary of the 10/24/2013 grant date (subject to the terms of the reporting person's award agreement).
F8: The Stock Options vest at the rate of 25% per year on each anniversary of the 10/23/2014 grant date (subject to the terms of the reporting person's award agreement).
F9: The Stock Options vest at the rate of 25% per year on each anniversary of the 10/29/2015 grant date (subject to the terms of the reporting person's award agreement).