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Nxp Semiconductors — Director's Dealing 2019
Nov 12, 2019
9969_dirs_2019-11-12_c99439cc-3d23-4259-a26b-da00c6891e63.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NXP Semiconductors N.V. (NXPI)
CIK: 0001413447
Period of Report: 2019-11-07
Reporting Person: Shull Keith M (EVP Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-07 | Common Stock | M | 842 | $86.69 | Acquired | 15092 | Direct |
| 2019-11-07 | Common Stock | M | 3556 | $73 | Acquired | 18648 | Direct |
| 2019-11-07 | Common Stock | S | 4398 | $119.0008 | Disposed | 14250 | Direct |
| 2019-11-12 | Common Stock | M | 11498 | $86.69 | Acquired | 25748 | Direct |
| 2019-11-12 | Common Stock | S | 21085 | $119.3465 | Disposed | 4663 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-07 | Stock Option (right to buy) | $86.69 | M | 842 | Disposed | 2026-04-26 | Common Stock (842.0) | Direct |
| 2019-11-07 | Stock Option (right to buy) | $73.0 | M | 3556 | Disposed | 2025-10-29 | Common Stock (3556.0) | Direct |
| 2019-11-12 | Stock Option (right to buy) | $86.69 | M | 11498 | Disposed | 2026-04-26 | Common Stock (11498.0) | Direct |
Footnotes
F1: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.00 to $119.0125, inclusive. The reporting person undertakes to provide to NXP Semiconductors N.V., any security holder of NXP Semiconductors N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in his footnote.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $119.00 to $119.9002, inclusive. The reporting person undertakes to provide to NXP Semiconductors N.V., any security holder of NXP Semiconductors N.V., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in his footnote.
F3: The Stock Options vest at the rate of 25% per year on each anniversary of 10/29/2015 (subject to the terms of the reporting person's award agreement).
F4: The Stock Options vest at the rate of 25% per year on each anniversary of the 10/29/2015 grant date (subject to the terms of the reporting person's award agreement).