NWPX Infrastructure, Inc. — Director's Dealing 2020

Mar 30, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHWEST PIPE CO (NWPX)
CIK: 0001001385
Period of Report: 2020-03-26

Reporting Person: ROMAN RICHARD A (Director)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-26	Common Stock	M	19860	$24.15	Acquired	57503	Direct
2020-03-26	Common Stock	F	17997	$26.65	Disposed	39506	Direct
2020-03-26	Common Stock	M	4140	$24.15	Acquired	43646	Direct
2020-03-26	Common Stock	F	3752	$26.65	Disposed	39894	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-03-26	Non-Qualified Stock Option	$24.15	M	19860	Disposed	2020-03-29	Common Stock (19860)	Direct
2020-03-26	Incentive Stock Option	$24.15	M	4140	Disposed	2020-03-29	Common Stock (4140)	Direct

Footnotes

F1: Represents shares withheld by the issuer for payment of exercise price.