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NWPX Infrastructure, Inc. — Director's Dealing 2017
Jan 18, 2017
32818_dirs_2017-01-17_c321a002-863b-4079-9f5f-654095998b90.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHWEST PIPE CO (NWPX)
CIK: 0001001385
Period of Report: 2017-01-15
Reporting Person: Wilkins Aaron (VP of Finance &Corp Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-15 | Common Stock | M | 65 | — | Acquired | 143 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-01-15 | Restricted Stock Units | $ | M | 65 | Disposed | Common Stock (65) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Shares | $ | Common Stock () | 0 | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
F2: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2015, 1/3 on January 15, 2016 and 1/3 on January 15, 2017.
F3: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for a specific time period relative to the total shareholder return of a peer group over the same period.