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NWPX Infrastructure, Inc. Director's Dealing 2017

Jan 18, 2017

32818_dirs_2017-01-17_c321a002-863b-4079-9f5f-654095998b90.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: NORTHWEST PIPE CO (NWPX)
CIK: 0001001385
Period of Report: 2017-01-15

Reporting Person: Wilkins Aaron (VP of Finance &Corp Controller)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-15 Common Stock M 65 Acquired 143 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-01-15 Restricted Stock Units $ M 65 Disposed Common Stock (65) Direct

Holdings (Derivative)

Security Exercise Price Expiration Underlying Shares Ownership
Performance Shares $ Common Stock () 0 Direct

Footnotes

F1: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.

F2: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2015, 1/3 on January 15, 2016 and 1/3 on January 15, 2017.

F3: Performance Shares vest in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for a specific time period relative to the total shareholder return of a peer group over the same period.