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NWPX Infrastructure, Inc. — Director's Dealing 2015
Jan 21, 2015
32818_dirs_2015-01-20_a0592ba4-dd39-4326-a7df-5ff0310f1b5c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHWEST PIPE CO (NWPX)
CIK: 0001001385
Period of Report: 2015-01-01
Reporting Person: MAHONEY ROBERT L (Sr VP, Business Development)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-01 | Common Stock | M | 902 | — | Acquired | 18878 | Direct |
| 2015-01-01 | Common Stock | F | 384 | $30.12 | Disposed | 18494 | Direct |
| 2015-01-01 | Common Stock | M | 3194 | — | Acquired | 21688 | Direct |
| 2015-01-01 | Common Stock | F | 1287 | $30.12 | Disposed | 20401 | Direct |
| 2015-01-15 | Common Stock | M | 791 | — | Acquired | 21192 | Direct |
| 2015-01-15 | Common Stock | F | 337 | $22.69 | Disposed | 20855 | Direct |
| 2015-01-15 | Common Stock | M | 604 | — | Acquired | 21459 | Direct |
| 2015-01-15 | Common Stock | F | 257 | $22.69 | Disposed | 21202 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-01-01 | Restricted Stock Units | $ | M | 902 | Disposed | Common Stock (902) | Direct | |
| 2015-01-01 | Performance Shares | $ | M | 3194 | Disposed | Common Stock (3194) | Direct | |
| 2015-01-15 | Restricted Stock Units | $ | M | 791 | Disposed | Common Stock (791) | Direct | |
| 2015-01-15 | Restricted Stock Units | $ | M | 604 | Disposed | Common Stock (604) | Direct |
Footnotes
F1: Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2012.
F2: Represents shares acquired pursuant to vesting of Restricted Stock Units granted in 2013.
F3: Represents shares acquried pursuant to vesting of Restricted Stock Units granted in 2014.
F4: Represents shares acquired pursuant to vesting of Performance Shares granted in 2012.
F5: Represents shares withheld by the issuer for payment of taxes incurred upon vesting event consistent with company policy.
F6: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
F7: The Restricted Stock Units vest in installments as follows: 1/3 on January 1, 2013, 1/3 on January 1, 2014 and 1/3 on January 1, 2015.
F8: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2014, 1/3 on January 15, 2015 and 1/3 on January 15, 2016.
F9: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2015, 1/3 on January 15, 2016 and 1/3 on January 15, 2017.
F10: The Performance Shares vest on January 1, 2015 in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for 2012-2014 relative to the total shareholder return of a peer group over the same period.