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NWPX Infrastructure, Inc. — Director's Dealing 2014
Jun 2, 2014
32818_dirs_2014-06-02_4d4d71a2-d3d0-44fc-b7c0-2be5d4c2c742.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NORTHWEST PIPE CO (NWPX)
CIK: 0001001385
Period of Report: 2014-05-29
Reporting Person: STONE GARY (VP, Quality Assurance)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-05-29 | Restricted Stock Units | $ | M | 455 | Acquired | Common Stock (455) | Direct | |
| 2014-05-29 | Performance Shares | $ | M | 1365 | Acquired | Common Stock (1365) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
F2: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2015, 1/3 on January 15, 2016 and 1/3 on January 15, 2017.
F3: The Performance Shares vest on January 15, 2017 in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for 2014-2016 relative to the total shareholder return of a peer group over the same period.