AI assistant
NWPX Infrastructure, Inc. — Director's Dealing 2013
Aug 29, 2013
32818_dirs_2013-08-29_e14759f1-f057-47a1-a712-121d0e93da7f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: NORTHWEST PIPE CO (NWPX)
CIK: 0001001385
Period of Report: 2013-08-27
Reporting Person: Smith William M (Exec VP, Water Transmission)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2154 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (485) | Direct | ||
| Restricted Stock Units | $ | Common Stock (761) | Direct | ||
| Restricted Stock Units | $ | Common Stock (1137) | Direct | ||
| Performance Shares | $ | Common Stock (971) | Direct | ||
| Performance Shares | $ | Common Stock (1141) | Direct | ||
| Performance Shares | $ | Common Stock (2283) | Direct | ||
| Performance Shares | $ | Common Stock (3410) | Direct |
Footnotes
F1: Each Restricted Stock Unit represents a contingent right to receive one share of Northwest Pipe Company common stock.
F2: The Restricted Stock Units vest on January 1, 2014.
F3: The Restricted Stock Units vest in installments as follows: 1/2 on January 1, 2014 and 1/2 on January 1, 2015.
F4: The Restricted Stock Units vest in installments as follows: 1/3 on January 15, 2014, 1/3 on January 15, 2015 and 1/3 or January 15, 2016.
F5: The Performance Shares vest on January 1, 2014 in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for 2011-2013 relative to the total shareholder return of a peer group over the same period.
F6: The Performance Shares vest on January 1, 2014 in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for 2012-2013 relative to the total shareholder return of a peer group over the same period.
F7: The Performance Shares vest on January 1, 2015 in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for 2012-2014 relative to the total shareholder return of a peer group over the same period.
F8: The Performance Shares vest on January 15, 2016 in an amount ranging from 0-200% to the extent such Performance Shares are earned. Performance Shares are earned based on Northwest Pipe Company's total shareholder return for 2013-2015 relative to the total shareholder return of a peer group over the same period.