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NVR INC Major Shareholding Notification 2017

Feb 13, 2017

30254_mrq_2017-02-14_22b601bc-76fa-40d7-b79e-10e9b48910c1.zip

Major Shareholding Notification

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SC 13G/A 1 nvrinc3211211-sc13ga.htm AMENDMENT TO SCHEDULE FILED TO REPORT ACQUISITION OF BENEFICIAL OWNERSHIP

SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 1)*

NVR Inc
(Name of Issuer)
Common Stock
(Title of Class of Securities)
62944T105
(CUSIP Number)
December 31, 2016
(Date of Event Which Requires Filing of this
Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

X
Rule 13d-1(c)
Rule 13d-1(d)

*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

Page 1 of 10

CUSIP No. 62944T105

| 1 | NAME OF REPORTING PERSON Manulife Financial
Corporation | |
| --- | --- | --- |
| 2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A
GROUP | (a) ☐ (b) ☐ |
| | N/A | |
| 3 | SEC USE
ONLY | |
| 4 | CITIZENSHIP OR PLACE OF
ORGANIZATION Canada | |
| Number of Shares Beneficially Owned by Each Reporting Person With | 5 | SOLE VOTING POWER |
| | | -0- |
| | 6 | SHARED VOTING POWER |
| | | -0- |
| | 7 | SOLE DISPOSITIVE POWER |
| | | -0- |
| | 8 | SHARED DISPOSITIVE POWER |
| | | -0- |
| 9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON | |
| | None, except through its indirect, wholly-owned subsidiaries, Manulife Asset Management (US) LLC, Manulife Asset
Management (North America) Limited, Manulife Asset Management Limited, and Manulife Asset Management (Hong
Kong) Limited. | |
| 10 | CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES * | |
| | N/A | |
| 11 | PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9 | |
| | See
line 9 above. | |
| 12 | TYPE OF REPORTING PERSON * | |
| | HC | |
|
SEE
INSTRUCTIONS | | |

Page 2 of 10

CUSIP No. 62944T105

1 NAME OF REPORTING PERSON Manulife Asset Management (US) LLC
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A
GROUP* (a) ☐ (b) ☐
N/A
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF
ORGANIZATION Delaware
Number of Shares Beneficially Owned by Each Reporting Person With 5 SOLE VOTING POWER
182,950
6 SHARED VOTING POWER
-0-
7 SOLE DISPOSITIVE POWER
182,950
8 SHARED DISPOSITIVE POWER
-0-
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
182,950
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES *
N/A
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9
4.83%
12 TYPE OF REPORTING PERSON *
IA
*SEE
INSTRUCTIONS

Page 3 of 10

CUSIP No. 62944T105

1 NAME OF REPORTING PERSON Manulife Asset Management (North America) Limited
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A
GROUP* (a) ☐ (b) ☐
N/A
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF
ORGANIZATION Canada
Number of Shares Beneficially Owned by Each Reporting Person With 5 SOLE VOTING POWER
2,229
6 SHARED VOTING POWER
-0-
7 SOLE DISPOSITIVE POWER
2,229
8 SHARED DISPOSITIVE POWER
-0-
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
2,229
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES *
N/A
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9
0.06%
12 TYPE OF REPORTING PERSON *
IA
*SEE
INSTRUCTIONS

Page 4 of 10

CUSIP No. 62944T105

1 NAME OF REPORTING PERSON Manulife Asset Management Limited
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A
GROUP* (a) ☐ (b) ☐
N/A
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF
ORGANIZATION Canada
Number of Shares Beneficially Owned by Each Reporting Person With 5 SOLE VOTING POWER
2,935
6 SHARED VOTING POWER
-0-
7 SOLE DISPOSITIVE POWER
2,935
8 SHARED DISPOSITIVE POWER
-0-
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
2,935
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES *
N/A
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9
0.08%
12 TYPE OF REPORTING PERSON *
FI
*SEE
INSTRUCTIONS

Page 5 of 10

CUSIP No. 62944T105

1 NAME OF REPORTING PERSON Manulife Asset Management (Hong Kong) Limited
2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A
GROUP* (a) ☐ (b) ☐
N/A
3 SEC USE ONLY
4 CITIZENSHIP OR PLACE OF
ORGANIZATION Hong Kong
Number of Shares Beneficially Owned by Each Reporting Person With 5 SOLE VOTING POWER
38
6 SHARED VOTING POWER
-0-
7 SOLE DISPOSITIVE POWER
38
8 SHARED DISPOSITIVE POWER
-0-
9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH
REPORTING PERSON
38
10 CHECK IF THE AGGREGATE AMOUNT IN ROW (9)
EXCLUDES CERTAIN SHARES *
N/A
11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN
ROW 9
0.00%
12 TYPE OF REPORTING PERSON *
FI
*SEE
INSTRUCTIONS

Page 6 of 10

Item 1(a) Name of Issuer :
NVR Inc
Item 1(b) Address of Issuer's
Principal Executive Offices : 11700 Plaza America Drive Suite 500 Reston, Virginia
20190
Item 2(a) Name of Person
Filing : This filing is made on behalf of Manulife
Financial Corporation ("MFC") and MFC's indirect, wholly-owned
subsidiaries, Manulife Asset Management (US) LLC ("MAM (US)"), Manulife
Asset Management (North America) Limited ("MAM (NA)"), Manulife Asset
Management Limited ("MAML"), and Manulife Asset Management (Hong Kong) Limited ("MAM (HK)").
Item 2(b) Address of Principal
Business Office : The principal
business offices of MFC, MAM (NA), MAML are located at 200 Bloor Street
East, Toronto, Ontario, Canada, M4W 1E5. The principal business office of
MAM (US) is located at 197 Clarendon Street, Boston, Massachusetts
02116. The principal business office of MAM (HK) is located at 16/F Lee Garden One, 33 Hysan Avenue,
Causeway Bay, Hong Kong.
Item 2(c) Citizenship : MFC, MAML and MAM (NA) are organized and exist under the laws of Canada. MAM (US) is organized and exists under the laws of the State of Delaware. MAM (HK) is organized and exists under the laws of Hong Kong.
Item 2(d) Title of Class of
Securities : Common Stock
Item 2(e) CUSIP
Number : 62944T105
Item 3 If this statement is
filed pursuant to §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the
person filing is a :
MFC: (g)
(X) a parent holding company
or control person in accordance with §240.13d-1(b)(1)(ii)(G).
MAM (US): (e) (X) an investment adviser in
accordance with §240.13d-1(b)(1)(ii)(E).
MAM (NA): (e) (X) an investment adviser in
accordance with §240.13d-1(b)(1)(ii)(E).
MAML: (j) (X) a non-U.S. institution
in accordance with §240.13d-1(b)(1)(ii)(J).
MAM (HK): (j) (X) a non-U.S. institution
in accordance with §240.13d-1(b)(1)(ii)(J).

Page 7 of 10

| Item
4 | |
| --- | --- |
| (a) Amount Beneficially Owned : MAM (US) has beneficial ownership of 182,950 shares of Common
Stock, MAM (NA) has beneficial ownership of 2,229 shares of Common Stock, MAML has beneficial
ownership of 2,935 shares of Common Stock, and MAM (HK) has beneficial ownership of 38 shares
of Common Stock. Through its parent-subsidiary relationship to MAM (US), MAM (NA), MAML,
and MAM (HK), MFC may be deemed to have beneficial ownership of these same shares. | |
| (b) Percent of
Class : Of the 3,790,395 shares of Class A common stock outstanding as of October 25,
2016, according to the Form 10-K filed by the issuer with the Securities and Exchange Commission on
October 28, 2016, MAM (US) held 4.83%, MAM (NA) held 0.06%, MAML held 0.08%, and MAM
(HK) held 0.00%. | |
| (c) Number of shares as to which the person
has : | |
| (i) | sole power to vote or to
direct the vote: MAM (US),
MAM (NA), MAML, MAM (HK) each has sole power to vote or to direct the voting of
the shares of Common Stock beneficially owned by each of them. |

| | (ii) | shared power to vote or
to direct the vote: -0- |
| --- | --- | --- |
| | (iii) | sole power to dispose or
to direct the disposition of: MAM (US), MAM (NA), MAML, and MAM (HK) each has sole power to dispose or to direct the
disposition of the shares of Common Stock beneficially owned by each of them. |
| | (iv) | shared power to dispose
or to direct the disposition of: -0- |
| Item
5 | Ownership of Five
Percent or Less of a Class : If this statement is being filed to report the fact that as of the date hereof the reporting person has
ceased to be the beneficial owner of more than five percent of the class of securities, check the
following [X]. | |
| Item 6 | Ownership of More
than Five Percent on Behalf of Another Person : Not applicable. | |
| Item 7 | Identification and
Classification of the Subsidiary which Acquired the Security Being
Reported on by the Parent Holding Company or Control
Person : See Items 3 and
4 above. | |
| Item 8 | Identification and
Classification of Members of the Group : Not applicable. | |
| Item 9 | Notice of Dissolution
of Group : Not
applicable. | |
| Item 10 | Certification : By signing below the undersigned certifies that, to the best of its knowledge and belief, (i) the
securities referred to above were acquired and are held in the ordinary course of business and were not
acquired and are not held for the purpose of or with the effect of changing or influencing the control of
the issuer of the securities and were not acquired and are not held in connection with or as a participant
in any transaction having that purpose or effect, and (ii) the foreign regulatory scheme applicable to
MAML, is substantially comparable to the regulatory scheme applicable to the functionally equivalent
U.S. institution. The undersigned also undertakes to furnish to the Commission staff, upon request,
information that would otherwise be disclosed in a Schedule 13D. | |

Page 8 of 10

SIGNATURE

After reasonable inquiry and to the best of its knowledge and belief, each of the undersigned certifies that the information set forth in this statement is true, complete and correct.

Manulife Financial Corporation — By: /s/ Graham A. Miller
Name: Graham A. Miller
Dated: February 9, 2017 Title: Agent*
Manulife Asset Management (US) LLC
By: /s/ Paul Donahue
Name: Paul Donahue
Dated: February 8, 2017 Title: Chief Compliance Officer
Manulife Asset Management (North America) Limited
By: /s/ Warren Rudick
Name: Warren Rudick
Dated: February 9, 2017 Title: General Counsel and Secretary
Manulife Asset Management Limited
By: /s/ Warren Rudick
Name: Warren Rudick
Dated: February 9, 2017 Title: General Counsel and Secretary
Manulife Asset Management (Hong Kong) Limited
By: /s/ Michael Dommermuth
Name: Michael Dommermuth
Dated: February 9, 2017 Title: Head of Wealth and Asset Management Asia
  • Signed pursuant to a Power of Attorney dated June 10, 2014 included as Exhibit A to Schedule 13F- NT filed with the Securities and Exchange Commission by Manulife Financial Corporation on August 27, 2014.

Page 9 of 10

EXHIBIT A

JOINT FILING AGREEMENT

Manulife Financial Corporation, Manulife Asset Management (US) LLC, Manulife Asset Management (North America) Limited, and Manulife Asset Management Limited agree that the Schedule 13G (Amendment No.1) to which this Agreement is attached, relating to the Common Stock of NVR Inc, is filed on behalf of each of them.

Manulife Financial Corporation — By: /s/ Graham A. Miller
Name: Graham A. Miller
Dated: February 9, 2017 Title: Agent*
Manulife Asset Management (US) LLC
By: /s/ Paul Donahue
Name: Paul Donahue
Dated: February 8, 2017 Title: Chief Compliance Officer
Manulife Asset Management (North America) Limited
By: /s/ Warren Rudick
Name: Warren Rudick
Dated: February 9, 2017 Title: General Counsel and Secretary
Manulife Asset Management Limited
By: /s/ Warren Rudick
Name: Warren Rudick
Dated: February 9, 2017 Title: General Counsel and Secretary
Manulife Asset Management (Hong Kong) Limited
By: /s/ Michael Dommermuth
Name: Michael Dommermuth
Dated: February 9, 2017 Title: Head of Wealth and Asset Management Asia
  • Signed pursuant to a Power of Attorney dated June 10, 2014 included as Exhibit A to Schedule 13F- NT filed with the Securities and Exchange Commission by Manulife Financial Corporation on August 27, 2014

Page 10 of 10