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NVIDIA CORP Regulatory Filings 2021

May 21, 2021

29733_rns_2021-05-21_ea87fcd2-0a9f-46bc-b6b8-3e29de6503a5.zip

Regulatory Filings

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, DC 20549

______________

FORM 8-K

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d) OF

THE SECURITIES EXCHANGE ACT OF 1934

Date of Report (Date of earliest event reported): May 21, 2021

NVIDIA CORP ORATION

(Exact name of registrant as specified in its charter)

Delaware 0-23985 94-3177549
(State or other jurisdiction (Commission (IRS Employer
of incorporation) File Number) Identification No.)

2788 San Tomas Expressway , Santa Clara , CA 95051

(Address of principal executive offices) (Zip Code)

Registrant’s telephone number, including area code: ( 408 ) 486-2000

Not Applicable

(Former name or former address, if changed since last report)

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

☐ Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

☐ Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

☐ Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

☐ Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class Trading Symbol(s) Name of each exchange on which registered
Common Stock, $0.001 par value per share NVDA The Nasdaq Global Select Market

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging Growth Company ☐

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

Item 8.01. Other Events.

On May 21, 2021, the board of directors of NVIDIA Corporation, or the Company, declared a four-for-one split of Company’s common stock in the form of a stock dividend, conditioned on obtaining stockholder approval at the Company’s 2021 Annual Meeting of Stockholders to be held on June 3, 2021, of an amendment to NVIDIA’s Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock to 4 billion shares. The press release announcing the stock dividend and other matters relating to the Company’s 2021 Annual Meeting of Stockholders is attached as Exhibit 99.1 and is incorporated herein by reference.

Item 9.01. Financial Statements and Exhibits.

(d) Exhibits

Exhibit Number Description
99.1 Press Release, dated May 21, 2021, entitled "NVIDIA Announces Four-for-One Stock Split , Pending Stockholder Approval at Annual Meeting Set for June 3 "
104 Cover Page Interactive Data File (embedded within the Inline XBRL document)

SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

NVIDIA Corporation
Date: May 21, 2021 By: /s/ Colette M. Kress
Colette M. Kress
Executive Vice President and Chief Financial Officer