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NVIDIA CORP — Director's Dealing 2021
Mar 5, 2021
29733_dirs_2021-03-04_9c138c86-490c-4b68-b291-03df8283e63a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NVIDIA CORP (NVDA)
CIK: 0001045810
Period of Report: 2021-03-02
Reporting Person: Puri Ajay K (EVP, Worldwide Field Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-02 | Common Stock | A | 27264 | — | Acquired | 83756 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 40034 | Indirect |
| Common Stock | 64151 | Indirect |
Footnotes
F1: Represents the number of shares earned based on the achievement of a pre-established operating plan performance goal during the Issuer's fiscal year ending January 31, 2021. The shares earned will vest as to 25% on March 17, 2021 and as to 6.25% of the shares every three months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.
F2: The shares represent restricted stock units that were received as an award, for no consideration.
F3: Includes 159 shares pursuant to the Issuer's Employee Stock Purchase Plan on February 26, 2021
F4: The shares are held by The Puri 2019 Irrevocable Children's Trust dtd 12/06/2019, of which the Reporting Person is trustee. Mr. Puri disclaims beneficial ownership of the shares held by the trust except to the extent of his pecuniary interest therein, if any.
F5: The shares are held by the Ajay K. Puri Revocable Trust dtd 12/10/2015, of which the Reporting Person is trustee.