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NVIDIA CORP — Director's Dealing 2021
Sep 14, 2021
29733_dirs_2021-09-14_e252a3e7-dbe2-494b-84d4-e8cdbc4b707e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NVIDIA CORP (NVDA)
CIK: 0001045810
Period of Report: 2021-09-13
Reporting Person: HUANG JEN HSUN (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-09-13 | Common Stock | M | 27660 | $3.615 | Acquired | 5210989 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-09-13 | Employee Stock Option (Right to Buy) | $3.615 | M | 27660 | Disposed | 2022-03-20 | Common Stock (27660.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 62565496 | Indirect |
| Common Stock | 4948956 | Indirect |
| Common Stock | 2986630 | Indirect |
| Common Stock | 2986630 | Indirect |
| Common Stock | 2228000 | Indirect |
| Common Stock | 5007800 | Indirect |
Footnotes
F1: Includes 137 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2021.
F2: The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.
F3: The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.
F4: The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee.
F5: The shares are held by The Huang Irrevocable Remainder Trust u/a/d February 19, 2016, of which the Reporting Person is a trustee.
F6: Adjusted to reflect a four-for-one forward split of the Issuer's common stock in the form of a stock dividend distributed on July 19, 2021.
F7: Fully vested.