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NVIDIA CORP — Director's Dealing 2019
Feb 20, 2019
29733_dirs_2019-02-20_5592e66d-1d31-4d7f-8cbe-34b4199fd26c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NVIDIA CORP (NVDA)
CIK: 0001045810
Period of Report: 2019-02-15
Reporting Person: HUANG JEN HSUN (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-02-15 | Common Stock | D | 18639 | — | Disposed | 1396190 | Direct |
| 2018-12-18 | Common Stock | G | 48000 | — | Disposed | 15808382 | Indirect |
| 2018-12-18 | Common Stock | G | 24000 | — | Disposed | 15784382 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 557000 | Indirect |
| Common Stock | 1237239 | Indirect |
| Common Stock | 680650 | Indirect |
| Common Stock | 756356 | Indirect |
| Common Stock | 756356 | Indirect |
| Common Stock | 680650 | Indirect |
Footnotes
F1: Represents the forfeiture of performance-based restricted stock granted to the Reporting Person on March 8, 2018 that was eligible to vest upon achievement of a pre-established stretch operating plan performance goal. Upon grant, the stretch operating plan performance goal was reported on a Form 4. On February 15, 2019 the Company determined that that, based on the Company's performance over the applicable performance period, a portion of the grant would be forfeited.
F2: Gift without consideration.
F3: The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.
F4: The shares are held by The Huang 2012 Irrevocable Trust, of which the Reporting Person is a trustee.
F5: The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.