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NVIDIA CORP — Director's Dealing 2018
May 17, 2018
29733_dirs_2018-05-17_8923e6c0-0f8b-49a5-a9b4-4a6e89c8a605.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NVIDIA CORP (NVDA)
CIK: 0001045810
Period of Report: 2013-03-22
Reporting Person: Puri Ajay K (EVP, Worldwide Field Ops)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-03-22 | Common Stock | P | 150.2172 | $12.429 | Acquired | 508962.2172 | Direct |
| 2013-06-17 | Common Stock | P | 128.8639 | $14.576 | Acquired | 509091.0811 | Direct |
| 2013-09-16 | Common Stock | P | 119.2886 | $15.827 | Acquired | 509210.3697 | Direct |
| 2013-12-16 | Common Stock | P | 141.8388 | $15.157 | Acquired | 509352.2085 | Direct |
| 2014-03-21 | Common Stock | P | 114.8242 | $18.828 | Acquired | 509467.0327 | Direct |
| 2014-06-16 | Common Stock | P | 111.265 | $19.518 | Acquired | 509578.2977 | Direct |
| 2014-09-15 | Common Stock | P | 115.4404 | $18.894 | Acquired | 509693.7381 | Direct |
| 2014-12-16 | Common Stock | P | 112.0185 | $19.5587 | Acquired | 509805.7566 | Direct |
| 2015-03-20 | Common Stock | P | 94.3229 | $23.329 | Acquired | 509900.0795 | Direct |
| 2015-06-15 | Common Stock | P | 121.3325 | $20.8785 | Acquired | 510021.412 | Direct |
| 2015-09-14 | Common Stock | P | 112.5992 | $22.6029 | Acquired | 510134.0112 | Direct |
| 2015-12-15 | Common Stock | P | 90.9858 | $33.1352 | Acquired | 510224.997 | Direct |
| 2016-03-16 | Common Stock | S | 26300 | $32.926 | Disposed | 335892 | Direct |
| 2018-05-15 | Common | S | 38676 | $255.36 | Disposed | 109356 | Indirect |
Footnotes
F1: Represents shares acquired by Mr. Puri upon automatic reinvestment of cash dividends from the Issuer through his brokerage account. The Issuer does not sponsor a dividend reinvestment plan.
F2: Represents weighted average sales price. The shares were sold at prices ranging from $32.55 to $33.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Fractional amounts have been rounded down to the nearest whole number.
F4: The Reporting Person contributed shares of the common stock of NVIDIA Corporation (the "Common Stock") to an exchange fund in exchange for shares of the exchange fund. The Common Stock was valued at $255.36 per share for the purpose of determining the number of shares of the exchange fund issuable to the Reporting Person.
F5: On April 13, 2018 148,032 shares were transferred to the Ajay K Puri Revocable Trust dtd 12/10/2015 (the "Trust").
F6: The shares are held by the Trust of which the Reporting Person is a trustee.