AI assistant
NVIDIA CORP — Director's Dealing 2016
Oct 4, 2016
29733_dirs_2016-10-04_9a0d1bc7-7af3-4b1c-b457-f63eb84b9c44.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NVIDIA CORP (NVDA)
CIK: 0001045810
Period of Report: 2016-09-30
Reporting Person: COXE TENCH (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-09-30 | Common | M | 85551.0000 | $14.6300 | Acquired | 102047.0000 | Direct |
| 2016-09-30 | Common | S | 85551.0000 | $68.7545 | Disposed | 16496.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-09-30 | Stock Option (Right to Buy) | $14.6300 | M | 85551.0000 | Disposed | 2023-05-15 | Common (85551.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common | 171312.0000 | Indirect |
| Common | 1335421.0000 | Indirect |
Footnotes
F1: The reporting person shares pecuniary interest in these shares with other individuals pursuant to a contractual relationship. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in these shares.
F2: The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $68.65 to $68.87, inclusive. The reporting person undertakes to provide to NVIDIA Corporation, and any security holder of NVIDIA Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3: Shares held by SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.
F4: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest in the trust.
F5: Annual grant in connection with service on the board of directors. The grant shall vest quarterly over one year, commencing on May 16, 2013. If the reporting person's service as a director terminates at any time due to death, the grant shall immediately become fully vested and exercisable.