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NVIDIA CORP — Director's Dealing 2011
Mar 18, 2011
29733_dirs_2011-03-18_a64f3007-ddf1-4cab-a2f3-4d6738e6aad2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NVIDIA CORP (NVDA)
CIK: 0001045810
Period of Report: 2011-03-16
Reporting Person: HUANG JEN HSUN (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-03-16 | Common Stock | M | 63600 | $11.95 | Acquired | 371276 | Direct |
| 2011-03-16 | Comon Stock | S | 63200 | $17.81 | Disposed | 308076 | Direct |
| 2011-03-16 | Common Stock | S | 400 | $18.33 | Disposed | 307676 | Direct |
| 2011-03-17 | Common Stock | M | 63600 | $11.95 | Acquired | 371276 | Direct |
| 2011-03-17 | Common Stock | S | 63600 | $17.69 | Disposed | 307676 | Direct |
| 2011-03-18 | Common Stock | M | 63709 | $11.95 | Acquired | 371385 | Direct |
| 2011-03-18 | Common Stock | S | 63709 | $17.80 | Disposed | 307676 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-03-16 | Employee Stock Option (Right to Buy) | $11.95 | M | 63600 | Disposed | 2011-07-25 | Common Stock (63600) | Direct |
| 2011-03-17 | Employee Stock Option (Right to Buy) | $11.95 | M | 63600 | Disposed | 2011-07-25 | Common Stock (63600) | Direct |
| 2011-03-18 | Employee Stock Option (Right to Buy) | $11.95 | M | 63709 | Disposed | 2011-07-25 | Common Stock (63709) | Direct |
| 2011-03-18 | Employee Stock Option (Right to Buy) | $17.62 | A | 250000 | Acquired | 2021-03-18 | Common Stock (250000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 19466775 | Indirect |
| Common Stock | 1237239 | Indirect |
| Common Stock | 52845 | Indirect |
| Common Stock | 52845 | Indirect |
Footnotes
F1: This transaction was pursuant to a 10b5-1 Plan.
F2: Represents weighted average sales price. The shares were sold at prices ranging from $17.31 to $18.31. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F3: Represents weighted average sales price. The shares were sold at prices ranging from $18.32 to $18.34. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F4: Represents weighted average sales price. The shares were sold at prices ranging from $17.22 to $18.00. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F5: Represents weighted average sales price. The shares were sold at prices ranging from $17.61 to $18.18. The Reporting Person will provide upon request, to the SEC, the Issuer or security holder of the Issuer, full information regarding the number of shares sold at each separate price.
F6: The shares are held by Jen-Hsun Huang and Lori Huang, as co-trustees of the Jen-Hsun & Lori Huang Living Trust, u/a/d May 1, 1995 (the "Trust"), of which the Reporting Person is a trustee.
F7: The shares are held by J. and L. Huang Investments, L.P., of which the Trust is the general partner.
F8: Fully vested.
F9: The option shall vest as to 25% of the shares on March 16, 2012 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option shall be fully vested on the four(4) year anniversary of the date of grant.