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NVIDIA CORP — Director's Dealing 2011
Sep 23, 2011
29733_dirs_2011-09-23_8f2dffa7-4877-4f07-bce9-6070c7916998.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: NVIDIA CORP (NVDA)
CIK: 0001045810
Period of Report: 2011-09-21
Reporting Person: SHANNON DAVID M (EVP, Gen. Counsel, Secretary)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-09-21 | Common Stock | A | 12500 | $0.00 | Acquired | 110203 | Direct |
| 2011-09-21 | Common Stock | F | 7028 | $14.465 | Disposed | 103175 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-09-21 | Stock Option (Right to Buy) | $14.465 | A | 42500 | Acquired | 2021-09-20 | Common Stock (42500) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 66880 | Indirect |
Footnotes
F1: The shares represent restricted stock units that were received as an award, for no consideration. The restricted stock unit shall vest as to 25% of the shares on September 19, 2012 and 12.5% of the shares every six months thereafter, such that the shares are fully vested on approximately the four (4) year anniversary of the date of grant.
F2: Includes 104 shares purchased pursuant to the Issuer's Employee Stock Purchase Plan on August 31, 2011 and 15,053 shares issued upon the vesting of restricted stock units previously reported on a Form 4.
F3: The shares are held by the Shannon Revocable Trust, dated 9/24/1997, of which the Reporting Person is co-trustee.
F4: The option shall vest as to 25% of the shares on September 21, 2012 and 6.25% of the shares at the end of each quarterly period thereafter, such that the option is fully vested on the four (4) year anniversary of the date of grant.