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Nuwellis, Inc. — Director's Dealing 2023
Mar 7, 2023
35477_dirs_2023-03-07_a8933d5e-633a-40d8-9c2c-758bcbbe87af.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nuwellis, Inc. (NUWE)
CIK: 0001506492
Period of Report: 2023-03-03
Reporting Person: AYOTTE NEIL P (SVP, Secretary, GC & CCO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-03-03 | Incentive Stock Option (right to buy) | $7.72 | A | 8640 | Acquired | 2033-03-02 | Common Stock (8640) | Direct |
Footnotes
F1: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.
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