Nuwellis, Inc. — Director's Dealing 2023

Mar 7, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nuwellis, Inc. (NUWE)
CIK: 0001506492
Period of Report: 2023-03-03

Reporting Person: Jaramillo Nestor Jr. (Director, President and CEO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-03-03	Incentive Stock Option (right to buy)	$7.72	A	8954	Acquired	2033-03-02	Common Stock (8954)	Direct
2023-03-03	Non-qualified Stock Option (right to buy)	$7.72	A	13866	Acquired	2033-03-02	Common Stock (13866)	Direct

Footnotes

F1: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.