Nuwellis, Inc. — Director's Dealing 2023

Sep 6, 2023

SEC Form 3 — Initial Statement of Beneficial Ownership

Issuer: Nuwellis, Inc. (NUWE)
CIK: 0001506492
Period of Report: 2023-09-02

Reporting Person: Scott Robert Benjamin (Chief Financial Officer)

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Incentive Stock Option (right to buy)	$930	2031-01-21	Common Stock (12)		Direct
Incentive Stock Option (right to buy)	$359.01	2031-05-17	Common Stock (59)		Direct
Incentive Stock Option (right to buy)	$94	2032-03-02	Common Stock (52)		Direct
Incentive Stock Option (right to buy)	$7.72	2033-03-02	Common Stock (1133)		Direct

Footnotes

F1: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.