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Nuwellis, Inc. — Director's Dealing 2023
Sep 6, 2023
35477_dirs_2023-09-06_ccdee5a3-3755-47c8-9609-b13a675e37e5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nuwellis, Inc. (NUWE)
CIK: 0001506492
Period of Report: 2023-09-02
Reporting Person: Scott Robert Benjamin (Chief Financial Officer)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-09-02 | Incentive Stock Option (right to buy) | $1.79 | A | 18643 | Acquired | 2033-09-01 | Common Stock (18643) | Direct |
Footnotes
F1: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.
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