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Nuwellis, Inc. Director's Dealing 2023

Sep 6, 2023

35477_dirs_2023-09-06_ccdee5a3-3755-47c8-9609-b13a675e37e5.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nuwellis, Inc. (NUWE)
CIK: 0001506492
Period of Report: 2023-09-02

Reporting Person: Scott Robert Benjamin (Chief Financial Officer)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-09-02 Incentive Stock Option (right to buy) $1.79 A 18643 Acquired 2033-09-01 Common Stock (18643) Direct

Footnotes

F1: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.