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Nuwellis, Inc. — Director's Dealing 2021
May 20, 2021
35477_dirs_2021-05-20_d1e8f6de-db8a-43b8-b69b-578acf05093a.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nuwellis, Inc. (NUWE)
CIK: 0001506492
Period of Report: 2021-05-19
Reporting Person: Jaramillo Nestor Jr. (Director, President and CEO)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-05-19 | Incentive Stock Option (right to buy) | $3.63 | A | 157911 | Acquired | 2031-05-18 | Common Stock (157911) | Direct |
Footnotes
F1: The options will vest as follows: 25% on the one (1) year anniversary of the date of the grant, with the remainder vesting in 36 equal consecutive monthly increments.
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