Nuwellis, Inc. — Director's Dealing 2021

Jun 24, 2021

SEC Form 4/A — Form 4/A

Issuer: Nuwellis, Inc. (NUWE)
CIK: 0001506492
Period of Report: 2021-06-22

Reporting Person: AYOTTE NEIL P (SVP, Secretary, GC & CCO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-06-22	Non-Qualified Stock Option (right to buy)	$3.98	A	41690	Acquired	2031-06-21	Common Stock (41690)	Direct

Footnotes

F1: This amendment is being filed to correct the title of the option, which is a non-qualified stock option rather than an incentive stock option as originally reported.

F2: The options will vest as follows: 25% of the options will vest on the one-year anniversary of the date of grant; the remaining options will vest in 36 equal consecutive monthly increments thereafter, so all will be vested on the four-year anniversary of the date of grant.