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Nuwellis, Inc. Director's Dealing 2015

Jan 2, 2015

35477_dirs_2015-01-02_73622b89-cca4-4796-915f-db34b50b5467.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sunshine Heart, Inc. (SSH)
CIK: 0001506492
Period of Report: 2015-01-01

Reporting Person: Peters William S (CTO & Medical Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2015-01-01 Common Stock F 680 $4.24 Disposed 33309 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 7250 Indirect
Common Stock 11384 Indirect
Common Stock 35 Indirect
Common Stock 53 Indirect
Common Stock 35 Indirect

Footnotes

F1: 680 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 2,060 RSUs.