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Nuwellis, Inc. — Director's Dealing 2015
Jan 2, 2015
35477_dirs_2015-01-02_73622b89-cca4-4796-915f-db34b50b5467.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Sunshine Heart, Inc. (SSH)
CIK: 0001506492
Period of Report: 2015-01-01
Reporting Person: Peters William S (CTO & Medical Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-01-01 | Common Stock | F | 680 | $4.24 | Disposed | 33309 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 7250 | Indirect |
| Common Stock | 11384 | Indirect |
| Common Stock | 35 | Indirect |
| Common Stock | 53 | Indirect |
| Common Stock | 35 | Indirect |
Footnotes
F1: 680 shares were withheld to satisfy the insider's tax withholding obligation related to the vesting of 2,060 RSUs.
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