Nuwellis, Inc. — Director's Dealing 2012

Mar 2, 2012

SEC Form 3/A — Form 3/A

Issuer: Sunshine Heart, Inc. (SSH)
CIK: 0001506492
Period of Report: 2012-02-14

Reporting Person: Callinan Nicholas (Director)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	29647	Indirect

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$16.2784	2018-07-09	Common Stock (5000)		Direct
Employee Stock Option (right to buy)	$20.348	2018-07-09	Common Stock (5000)		Direct
Employee Stock Option (right to buy)	$7.1218	2014-12-08	Common Stock (19205)		Direct
Common Stock Warrant (right to buy)	$6.5114	2014-12-08	Common Stock (7500)		Indirect

Footnotes

F1: This amendment corrects the number of shares beneficially owned.

F2: All shares beneficially owned by Beraleigh Pty Ltd., of which Mr. Callinan is a director.

F3: Fully vested.

F4: The option vests as to 1/48th of the shares each month with (i) 6 months of the shares vesting on August 18, 2011, and (ii) the remaining shares vesting equally for 42 consecutive months beginning September 17, 2011.

F5: Immediately exercisable.