Nuwellis, Inc. — Director's Dealing 2012

Mar 6, 2012

SEC Form 3/A — Form 3/A

Issuer: Sunshine Heart, Inc. (SSH)
CIK: 0001506492
Period of Report: 2012-02-14

Reporting Person: Kridner Debra (VP Clinical Research)

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1988	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Employee Stock Option (right to buy)	$7.1218	2021-08-17	Common Stock (43810)		Direct
Employee Stock Option (right to buy)	$8.3427	2021-11-01	Common Stock (5000)		Direct

Footnotes

F1: This amendment corrects the number of shares beneficially owned by the reporting person.

F2: This option vests as to 1/48th of the shares per month until fully vested.

F3: Option vests as to (i) 1/4th of the Shares subject to this Option vest on September 2, 2012, and (ii) 1/36 of the remaining Shares subject to this Option vest each month, commencing November 2, 2012.