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Nuwellis, Inc. Director's Dealing 2012

Aug 23, 2012

35477_dirs_2012-08-23_9bab3584-d6e7-4a09-afaa-df636b1f064f.zip

Director's Dealing

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SEC Form 4/A — Form 4/A

Issuer: Sunshine Heart, Inc. (SSH)
CIK: 0001506492
Period of Report: 2012-08-16

Reporting Person: O'Dwyer Donal (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2012-08-16 Common Stock P 2300 $8.0458 Acquired 41091 Indirect
2012-08-17 Common Stock P 11375 $7.5586 Acquired 52466 Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 686 Direct
Common Stock 10370 Indirect

Footnotes

F1: Reflects the weighted average price of 2,300 shares of Common Stock of the Issuer acquired by the reporting person in multiple transactions on August 16, 2012 with prices ranging from $7.7674 to $8.1873 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. This filing amends the footnote incorrectly stating the transaction was a sale by the reporting person.

F2: The reporting person and his spouse jointly have the power to make investment and voting decisions.

F3: Reflects the weighted average price of 11,375 shares of Common Stock of the Issuer acquired by the reporting person in multiple transactions on August 17, 2012 with sales prices ranging from $7.3084 to $7.9349 per share. The reporting person undertakes to provide upon request by the U.S. Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares purchased at each separate price. This filing amends the footnote incorrectly stating the transaction was a sale by the reporting person.

F4: Dundrum Investments P/I is the trustee and the reporting person's spouse has the authority to change the trustee.