Nuwellis, Inc. — Director's Dealing 2012

Nov 14, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sunshine Heart, Inc. (SSH)
CIK: 0001506492
Period of Report: 2012-11-12

Reporting Person: MATHIESEN JEFFREY S (Chief Financial Officer)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2012-11-12	Employee Stock Option - Right to Buy	$6.46	A	67000	Acquired	2022-11-11	Common Stock (67000)	Direct

Footnotes

F1: Option vests as to (i) 1/4 of the Shares subject to this Option vest on November 8, 2013, and (ii) 1/36 of the remaining Shares subject to this Option vest each month, commencing December 8, 2013.