Nuwellis, Inc. — Director's Dealing 2012

Dec 17, 2012

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Sunshine Heart, Inc. (SSH)
CIK: 0001506492
Period of Report: 2012-12-14

Reporting Person: Peters William S (Director, Chief Technical Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2012-12-14	Common Stock	M	3990	$3.10	Acquired	3990	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2012-12-14	Employee Stock Option (right to buy)	$3.10	M	3990	Disposed	2013-01-30	Common Stock (3990)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	7250	Indirect
Common Stock	33433	Indirect
Common Stock	35	Indirect
Common Stock	53	Indirect
Common Stock	35	Indirect

Footnotes

F1: Fully vested.