Nuvve Holding Corp. — Director's Dealing 2021

Mar 25, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nuvve Holding Corp. (NVVE)
CIK: 0001836875
Period of Report: 2021-03-23

Reporting Person: Robson David (Chief Financial Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-23	Common Stock	A	18248	—	Acquired	18248	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-03-23	Employee Stock Option (Right to Buy)	$13.70	A	300000	Acquired	2021-03-23	Common Stock (300000)	Direct

Footnotes

F1: The securities awarded are in the form of restricted stock issued pursuant to the Issuer's 2020 Long-Term Incentive Plan. Each share of restricted stock represents an unfunded, unsecured right to receive one share of the Issuer's common stock. The restricted stock award vests and becomes non-forfeitable as to 1/3 of the shares on each of the first, second, and third anniversary of the grant date.

F2: The options vest as to 1/4 of the shares on the last day of the fiscal quarter in which the first anniversary of the grant date occurs and shall vest as to 1/16 of the shares on the last day of the following 12 fiscal quarters.