Regulatory Filings • Feb 27, 2006
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Download Source FileN-Q 1 nq1.htm NAN Form N-Q
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q
QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-09135
Nuveen New York Dividend Advantage Municipal Fund (Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606 (Address of principal executive offices) (Zip code)
Jessica R. DroegerVice President and Secretary 333 West Wacker Drive, Chicago, Illinois 60606 (Name and address of agent for service)
Registrant's telephone number, including area code: 312-917-7700
Date of fiscal year end: 9/30
Date of reporting period: 12/31/05
Form N-Q is to be used by management investment companies, other than small business investment companies registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than 60 days after the close of the first and third fiscal quarters, pursuant to rule 30b1-5 under the Investment Company Act of 1940 (17 CFR 270.30b1-5). The Commission may use the information provided on Form N-Q in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-Q, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-Q unless the Form displays a currently valid Office of Management and Budget (OMB) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Schedule of Investments
Portfolio of Investments (Unaudited) Nuveen New York Dividend Advantage Municipal Fund (NAN) December 31, 2005
| Amount (000) | Description (1) | Optional Call — Provisions (2) | Ratings (3) | Value |
|---|---|---|---|---|
| Consumer Discretionary - 0.3% (0.2% of Total | ||||
| Investments) | ||||
| $ 500 | New York City Industrial Development Agency, New York, | |||
| Liberty Revenue Bonds, IAC/InterActiveCorp, | 9/15 at | |||
| 100.00 | BBB- | $ 495,535 | ||
| Series 2005, 5.000%, 9/01/35 | ||||
| Consumer Staples - 3.0% (2.1% of Total | ||||
| Investments) | ||||
| 165 | New York Counties Tobacco Trust I, Tobacco Settlement | |||
| Pass-Through Bonds, Series 2000B, 5.800%, 6/01/23 | 6/10 at | |||
| 101.00 | BBB | 169,264 | ||
| 485 | New York Counties Tobacco Trust II, Tobacco Settlement | |||
| Pass-Through Bonds, Series 2001, 5.250%, 6/01/25 | 6/11 at | |||
| 101.00 | BBB | 490,641 | ||
| 910 | Puerto Rico, The Children's Trust Fund, Tobacco Settlement | |||
| Asset-Backed Refunding Bonds, Series 2002, | 5/12 at | |||
| 100.00 | BBB | 927,135 | ||
| 5.375%, 5/15/33 | ||||
| 400 | Rensselaer Tobacco Asset Securitization Corporation, New | |||
| York, Tobacco Settlement Asset-Backed Bonds, | 6/12 at | |||
| 100.00 | BBB | 403,564 | ||
| Series 2001A, 5.200%, 6/01/25 | ||||
| 2,250 | TSASC Inc., New York, Tobacco Flexible Amortization Bonds, | |||
| Series 1999-1, 6.250%, 7/15/27 | 7/09 at | |||
| 101.00 | BBB | 2,363,198 | ||
| 4,210 | Total Consumer Staples | 4,353,802 | ||
| Education and Civic Organizations - 16.8% (11.5% | ||||
| of Total Investments) | ||||
| 1,000 | Dormitory Authority of the State of New York, Lease Revenue | |||
| Bonds, State University Dormitory Facilities, | 7/32 at | |||
| 100.00 | AAA | 1,084,720 | ||
| Series 2003B, 5.250%, 7/01/32 (Mandatory put 7/01/13) - XLCA | ||||
| Insured | ||||
| 845 | Dormitory Authority of the State of New York, Revenue Bonds, | |||
| City University of New York, Series 2005A, | No Opt. | |||
| Call | AAA | 966,511 | ||
| 5.500%, 7/01/18 - FGIC Insured | ||||
| 500 | Dormitory Authority of the State of New York, Revenue Bonds, | |||
| Fashion Institute of Technology, Series 2000, | 7/10 at | |||
| 101.00 | AAA | 537,175 | ||
| 5.375%, 7/01/20 - FSA Insured | ||||
| 1,250 | Dormitory Authority of the State of New York, Revenue Bonds, | |||
| Marymount Manhattan College, Series 1999, | 7/09 at | |||
| 101.00 | AA | 1,357,300 | ||
| 6.250%, 7/01/29 - RAAI Insured | ||||
| Dormitory Authority of the State of New York, Revenue Bonds, | ||||
| Pratt Institute, Series 1999: | ||||
| 1,750 | 6.000%, 7/01/20 - RAAI Insured | 7/09 at | ||
| 102.00 | AA | 1,905,523 | ||
| 750 | 6.000%, 7/01/28 - RAAI Insured | 7/09 at | ||
| 102.00 | AA | 816,143 | ||
| 3,000 | Dormitory Authority of the State of New York, Revenue Bonds, | |||
| University of Rochester, Series 1999A, | 7/09 at | |||
| 101.00 | A+ | 3,193,620 | ||
| 5.500%, 7/01/16 | ||||
| 370 | Hempstead Town Industrial Development Agency, New York, | |||
| Revenue Bonds, Adelphi University, Civic Facility | 10/15 at | |||
| 100.00 | A- | 381,648 | ||
| Project, Series 2005, 5.000%, 10/01/35 | ||||
| Kenmore Housing Authority, New York, Revenue Bonds, State | ||||
| University of New York at Buffalo Student | ||||
| Apartment Project, Series 1999A: | ||||
| 3,050 | 5.500%, 8/01/19 - RAAI Insured | 8/09 at | ||
| 102.00 | AA | 3,234,739 | ||
| 2,750 | 5.500%, 8/01/24 - RAAI Insured | 8/09 at | ||
| 102.00 | AA | 2,913,735 | ||
| 3,070 | Monroe County Industrial Development Agency, New York, Civic | |||
| Facility Revenue Bonds, St. John Fisher | 6/09 at | |||
| 102.00 | AA | 3,232,403 | ||
| College, Series 1999, 5.375%, 6/01/24 - RAAI | ||||
| Insured | ||||
| 330 | New York City Industrial Development Agency, New York, Civic | |||
| Facility Revenue Bonds, St. Francis College, | 10/14 at | |||
| 100.00 | A- | 338,085 | ||
| Series 2004, 5.000%, 10/01/34 | ||||
| 1,800 | New York City Industrial Development Agency, New York, Civic | |||
| Facility Revenue Bonds, YMCA of Greater | 2/11 at | |||
| 100.00 | A- | 1,867,734 | ||
| New York, Series 2002, 5.250%, 8/01/21 | ||||
| 500 | New York City Trust for Cultural Resources, New York, Revenue | |||
| Bonds, Museum of American Folk Art, Series | 7/10 at | |||
| 101.00 | A | 540,295 | ||
| 2000, 6.000%, 7/01/22 - ACA Insured | ||||
| 1,500 | Niagara County Industrial Development Agency, New York, Civic | |||
| Facility Revenue Bonds, Niagara University, | 11/11 at | |||
| 101.00 | AA | 1,618,485 | ||
| Series 2001A, 5.350%, 11/01/23 - RAAI Insured | ||||
| 22,465 | Total Education and Civic Organizations | 23,988,116 | ||
| Health Care - 35.2% (24.0% of Total | ||||
| Investments) | ||||
| Albany Industrial Development Agency, New York, Revenue | ||||
| Bonds, Albany Medical Center, Series 1999: | ||||
| 1,120 | 6.000%, 5/01/19 | 5/09 at | ||
| 101.00 | N/R | 1,150,576 | ||
| 1,460 | 6.000%, 5/01/29 | 5/09 at | ||
| 101.00 | N/R | 1,492,354 | ||
| 2,480 | Dormitory Authority of the State of New York, FHA-Insured | |||
| Mortgage Hospital Revenue Bonds, Memorial | 2/09 at | |||
| 101.00 | AAA | 2,620,269 | ||
| Hospital of William F. and Gertrude F. Jones Inc., Series | ||||
| 1999, 5.250%, 8/01/19 - MBIA Insured | ||||
| 4,825 | Dormitory Authority of the State of New York, FHA-Insured | |||
| Mortgage Hospital Revenue Bonds, Montefiore | 8/09 at | |||
| 101.00 | AAA | 5,136,549 | ||
| Medical Center, Series 1999, 5.450%, 8/01/29 - AMBAC | ||||
| Insured | ||||
| Dormitory Authority of the State of New York, FHA-Insured | ||||
| Mortgage Hospital Revenue Bonds, Victory | ||||
| Memorial Hospital, Series 1999: | ||||
| 2,165 | 5.250%, 8/01/15 - MBIA Insured | 8/09 at | ||
| 101.00 | AAA | 2,273,510 | ||
| 2,000 | 5.375%, 8/01/25 - MBIA Insured | 8/09 at | ||
| 101.00 | AAA | 2,129,000 | ||
| 625 | Dormitory Authority of the State of New York, FHA-Insured | |||
| Mortgage Revenue Bonds, Montefiore Hospital, | 2/15 at | |||
| 100.00 | AAA | 654,481 | ||
| Series 2004, 5.000%, 8/01/29 - FGIC Insured | ||||
| 2,000 | Dormitory Authority of the State of New York, FHA-Insured | |||
| Nursing Home Mortgage Revenue Bonds, Gurwin | 2/15 at | |||
| 100.00 | AA | 2,029,440 | ||
| Jewish Geriatric Center of Long Island, Series 2005A, 4.900%, | ||||
| 2/15/41 | ||||
| 2,600 | Dormitory Authority of the State of New York, FHA-Insured | |||
| Revenue Bonds, Saint Lukes Roosevelt Hospital, | 8/15 at | |||
| 100.00 | AA | 2,662,218 | ||
| Series 2005, 4.900%, 8/15/31 | ||||
| Dormitory Authority of the State of New York, Insured Revenue | ||||
| Bonds, Franciscan Health Partnership | ||||
| Obligated Group - Frances Shervier Home and Hospital, Series | ||||
| 1997: | ||||
| 2,000 | 5.500%, 7/01/17 - RAAI Insured | 7/07 at | ||
| 102.00 | AA | 2,094,220 | ||
| 2,000 | 5.500%, 7/01/27 - RAAI Insured | 7/07 at | ||
| 102.00 | AA | 2,092,860 | ||
| 2,000 | Dormitory Authority of the State of New York, Revenue Bonds, | |||
| Catholic Health Services of Long Island | 7/10 at | |||
| 101.00 | Baa1 | 2,193,600 | ||
| Obligated Group - St. Catherine of Siena Medical Center, | ||||
| Series 2000A, 6.500%, 7/01/20 | ||||
| Dormitory Authority of the State of New York, Revenue Bonds, | ||||
| Lenox Hill Hospital Obligated Group, | ||||
| Series 2001: | ||||
| 165 | 5.375%, 7/01/20 | 7/11 at | ||
| 101.00 | Ba2 | 166,667 | ||
| 500 | 5.500%, 7/01/30 | 7/11 at | ||
| 101.00 | Ba2 | 500,945 | ||
| 1,575 | Dormitory Authority of the State of New York, Revenue Bonds, | |||
| Mount Sinai NYU Health Obligated Group, | 7/10 at | |||
| 101.00 | Ba1 | 1,677,564 | ||
| Series 2000A, 6.500%, 7/01/25 | ||||
| 250 | Dormitory Authority of the State of New York, Revenue Bonds, | |||
| Mount Sinai NYU Health, Series 2000C, | 7/08 at | |||
| 100.00 | Ba1 | 253,228 | ||
| 5.500%, 7/01/26 | ||||
| 2,460 | Dormitory Authority of the State of New York, Revenue Bonds, | |||
| New York and Presbyterian Hospital, | 8/14 at | |||
| 100.00 | AAA | 2,682,901 | ||
| Series 2004A, 5.250%, 8/15/15 - FSA Insured | ||||
| 250 | Dormitory Authority of the State of New York, Revenue Bonds, | |||
| Nyack Hospital, Series 1996, 6.250%, 7/01/13 | 7/06 at | |||
| 102.00 | B2 | 246,975 | ||
| 500 | Dormitory Authority of the State of New York, Revenue Bonds, | |||
| South Nassau Communities Hospital, | 7/13 at | |||
| 100.00 | Baa1 | 529,095 | ||
| Series 2003B, 5.500%, 7/01/23 | ||||
| 600 | Dormitory Authority of the State of New York, Revenue Bonds, | |||
| Winthrop-South Nassau University Hospital | 7/13 at | |||
| 100.00 | Baa1 | 626,010 | ||
| Association, Series 2003A, 5.500%, 7/01/32 | ||||
| 4,850 | Dormitory Authority of the State of New York, Secured | |||
| Hospital Revenue Refunding Bonds, Wyckoff Heights | 2/08 at | |||
| 101.50 | AAA | 5,100,793 | ||
| Medical Center, Series 1998H, 5.300%, 8/15/21 - MBIA | ||||
| Insured | ||||
| 420 | Livingston County Industrial Development Agency, New York, | |||
| Civic Facility Revenue Bonds, Nicholas H. | 7/10 at | |||
| 100.00 | BB | 439,845 | ||
| Noyes Hospital, Series 2005, 6.000%, 7/01/30 | ||||
| 1,750 | New York City Health and Hospitals Corporation, New York, | |||
| Health System Revenue Bonds, Series 2003A, | 2/13 at | |||
| 100.00 | AAA | 1,890,000 | ||
| 5.250%, 2/15/22 - AMBAC Insured | ||||
| 585 | New York City Industrial Development Agency, New York, Civic | |||
| Facility Revenue Bonds, Staten Island University | 7/12 at | |||
| 100.00 | B2 | 595,723 | ||
| Hospital, Series 2001B, 6.375%, 7/01/31 | ||||
| 100 | New York City Industrial Development Agency, New York, Civic | |||
| Facility Revenue Bonds, Staten Island University | 7/12 at | |||
| 101.00 | B2 | 103,097 | ||
| Hospital, Series 2002C, 6.450%, 7/01/32 | ||||
| 4,000 | Ulster County Industrial Development Agency, New York, Civic | |||
| Facility Revenue Bonds, Kingston Hospital, | 11/09 at | |||
| 101.00 | A2 | 4,161,880 | ||
| Series 1999, 5.650%, 11/15/24 | ||||
| 3,750 | Yates County Industrial Development Agency, New York, | |||
| FHA-Insured Civic Facility Mortgage Revenue Bonds, | 8/09 at | |||
| 101.00 | AA+ | 4,020,225 | ||
| Soldiers and Sailors Memorial Hospital, Series 1999A, 5.650%, | ||||
| 2/01/39 | ||||
| 650 | Yonkers Industrial Development Agency, New York, Revenue | |||
| Bonds, St. John's Riverside Hospital, | 7/11 at | |||
| 101.00 | BB | 676,988 | ||
| Series 2001A, 7.125%, 7/01/31 | ||||
| 47,680 | Total Health Care | 50,201,013 | ||
| Housing/Multifamily - 5.1% (3.5% of Total | ||||
| Investments) | ||||
| 2,585 | New York City Housing Development Corporation, New York, | |||
| Capital Fund Program Revenue Bonds, | 7/15 at | |||
| 100.00 | AAA | 2,730,096 | ||
| Series 2005A, 5.000%, 7/01/25 - FGIC Insured | ||||
| 3,000 | New York City Housing Development Corporation, New York, | |||
| Multifamily Housing Revenue Bonds, | 5/11 at | |||
| 101.00 | AA | 3,118,320 | ||
| Series 2001A, 5.500%, 11/01/31 | ||||
| 750 | New York City Housing Development Corporation, New York, | |||
| Multifamily Housing Revenue Bonds, | 5/14 at | |||
| 100.00 | AA | 786,570 | ||
| Series 2004A, 5.250%, 11/01/30 | ||||
| 680 | New York City Housing Development Corporation, New York, | |||
| Multifamily Housing Revenue Bonds, | 11/15 at | |||
| 100.00 | AA | 684,746 | ||
| Series 2005F-1, 4.750%, 11/01/35 | ||||
| 7,015 | Total Housing/Multifamily | 7,319,732 | ||
| Housing/Single Family - 2.6% (1.7% of Total | ||||
| Investments) | ||||
| 645 | Guam Housing Corporation, Mortgage-Backed Securities Program | |||
| Single Family Mortgage Revenue Bonds, | No Opt. | |||
| Call | AAA | 721,903 | ||
| Series 1998A, 5.750%, 9/01/31 (Alternative Minimum | ||||
| Tax) | ||||
| 2,110 | New York State Mortgage Agency, Homeowner Mortgage Revenue | |||
| Bonds, Series 82, 5.650%, 4/01/30 | 10/09 at | |||
| 100.00 | Aa1 | 2,136,143 | ||
| (Alternative Minimum Tax) | ||||
| 840 | New York State Mortgage Agency, Mortgage Revenue Bonds, | |||
| Thirty-Third Series A, 4.750%, 4/01/23 | 4/13 at | |||
| 101.00 | Aaa | 851,567 | ||
| (Alternative Minimum Tax) | ||||
| 3,595 | Total Housing/Single Family | 3,709,613 | ||
| Long-Term Care - 4.9% (3.4% of Total | ||||
| Investments) | ||||
| Appleridge Retirement Community Inc., New York, GNMA | ||||
| Collateralized Mortgage Revenue Bonds, Series 1999: | ||||
| 1,150 | 5.700%, 9/01/31 | 9/09 at | ||
| 102.00 | Aaa | 1,248,325 | ||
| 1,250 | 5.750%, 9/01/41 | 9/09 at | ||
| 102.00 | Aaa | 1,358,725 | ||
| 250 | Dormitory Authority of the State of New York, Revenue Bonds, | |||
| Providence Rest, Series 2005, 5.000%, | 7/15 at | |||
| 100.00 | A | 255,003 | ||
| 7/01/35 - ACA Insured | ||||
| 665 | New York City Industrial Development Agency, New York, Civic | |||
| Facility Revenue Bonds, Special Needs | 7/10 at | |||
| 102.00 | N/R | 717,116 | ||
| Facilities Pooled Program, Series 2000, 8.125%, | ||||
| 7/01/19 | ||||
| 750 | New York City Industrial Development Agency, New York, Civic | |||
| Facility Revenue Bonds, Special Needs | 7/11 at | |||
| 101.00 | N/R | 788,850 | ||
| Facilities Pooled Program, Series 2001A-1, 7.250%, | ||||
| 7/01/16 | ||||
| 2,570 | Yonkers Industrial Development Agency, New York, FHA-Insured | |||
| Mortgage Revenue Bonds, Michael Malotz | 2/09 at | |||
| 101.00 | AAA | 2,681,615 | ||
| Skilled Nursing Pavilion, Series 1999, 5.450%, 2/01/29 - MBIA | ||||
| Insured | ||||
| 6,635 | Total Long-Term Care | 7,049,634 | ||
| Tax Obligation/General - 11.0% (7.5% of Total | ||||
| Investments) | ||||
| 4,950 | New York City, New York, General Obligation Bonds, Fiscal | |||
| Series 1999J, 5.125%, 5/15/29 - MBIA Insured | 5/09 at | |||
| 101.00 | AAA | 5,196,064 | ||
| 1,000 | New York City, New York, General Obligation Bonds, Fiscal | |||
| Series 2004C, 5.250%, 8/15/16 | 8/14 at | |||
| 100.00 | A+ | 1,081,660 | ||
| New York City, New York, General Obligation Bonds, Fiscal | ||||
| Series 2004E: | ||||
| 1,500 | 5.000%, 11/01/19 - FSA Insured | 11/14 at | ||
| 100.00 | AAA | 1,598,565 | ||
| 600 | 5.000%, 11/01/20 - FSA Insured | 11/14 at | ||
| 100.00 | AAA | 637,602 | ||
| 1,125 | New York City, New York, General Obligation Bonds, Fiscal | |||
| Series 2006C, 5.000%, 8/01/16 - FSA Insured | 8/15 at | |||
| 100.00 | AAA | 1,216,136 | ||
| 800 | Northern Mariana Islands, General Obligation Bonds, Series | |||
| 2000A, 6.000%, 6/01/20 - ACA Insured | 6/10 at | |||
| 100.00 | A | 845,440 | ||
| Rochester, New York, General Obligation Bonds, Series | ||||
| 1999: | ||||
| 720 | 5.250%, 10/01/18 - MBIA Insured | No Opt. | ||
| Call | AAA | 809,561 | ||
| 720 | 5.250%, 10/01/19 - MBIA Insured | No Opt. | ||
| Call | AAA | 814,039 | ||
| 2,280 | Rockland County, New York, General Obligation Bonds, Series | |||
| 1999, 5.600%, 10/15/16 | 10/09 at | |||
| 101.00 | AA- | 2,479,774 | ||
| United Nations Development Corporation, New York, Senior Lien | ||||
| Revenue Bonds, Series 2004A: | ||||
| 500 | 5.250%, 7/01/23 | 1/08 at | ||
| 100.00 | A3 | 516,145 | ||
| 500 | 5.250%, 7/01/24 | 1/08 at | ||
| 100.00 | A3 | 516,145 | ||
| 14,695 | Total Tax Obligation/General | 15,711,131 | ||
| Tax Obligation/Limited - 26.6% (18.1% of Total | ||||
| Investments) | ||||
| 1,000 | Battery Park City Authority, New York, Senior Revenue Bonds, | |||
| Series 2003A, 5.250%, 11/01/21 | 11/13 at | |||
| 100.00 | AAA | 1,093,880 | ||
| 1,155 | Buffalo Fiscal Stability Authority, New York, Sales Tax | |||
| Revenue State Aid Secured Bonds, Series 2005A, | 9/15 at | |||
| 100.00 | AAA | 1,240,574 | ||
| 5.000%, 9/01/18 - MBIA Insured | ||||
| 590 | Dormitory Authority of the State of New York, Department of | |||
| Health Revenue Bonds, Series 2005A, 5.250%, | 7/15 at | |||
| 100.00 | AAA | 639,572 | ||
| 7/01/24 - CIFG Insured | ||||
| 35 | Dormitory Authority of the State of New York, Improvement | |||
| Revenue Bonds, Mental Health Services Facilities, | 8/10 at | |||
| 100.00 | AAA | 38,371 | ||
| Series 2000D, 5.875%, 8/15/18 - FSA Insured | ||||
| 500 | Dormitory Authority of the State of New York, Revenue Bonds, | |||
| Mental Health Services Facilities Improvements, | 2/15 at | |||
| 100.00 | AAA | 524,085 | ||
| Series 2005B, 5.000%, 2/15/30 - AMBAC Insured | ||||
| 1,000 | Dormitory Authority of the State of New York, Service | |||
| Contract Bonds, Child Care Facilities Development | 4/12 at | |||
| 100.00 | AA- | 1,066,510 | ||
| Program, Series 2002, 5.375%, 4/01/19 | ||||
| 185 | Dormitory Authority of the State of New York, State Personal | |||
| Income Tax Revenue Bonds, Series 2005F, | 3/15 at | |||
| 100.00 | AAA | 197,286 | ||
| 5.000%, 3/15/21 - FSA Insured | ||||
| 550 | Erie County Industrial Development Agency, New York, School | |||
| Facility Revenue Bonds, Buffalo City School | 5/14 at | |||
| 100.00 | AAA | 620,538 | ||
| District, Series 2004, 5.750%, 5/01/26 - FSA | ||||
| Insured | ||||
| Metropolitan Transportation Authority, New York, Dedicated | ||||
| Tax Fund Bonds, Series 2002A: | ||||
| 2,000 | 5.250%, 11/15/25 - FSA Insured | 11/12 at | ||
| 100.00 | AAA | 2,141,440 | ||
| 2,000 | 5.000%, 11/15/30 | 11/12 at | ||
| 100.00 | AA- | 2,067,300 | ||
| Metropolitan Transportation Authority, New York, State | ||||
| Service Contract Refunding Bonds, Series 2002A: | ||||
| 1,700 | 5.750%, 1/01/17 | No Opt. | ||
| Call | AA- | 1,942,352 | ||
| 1,000 | 5.125%, 1/01/29 | 7/12 at | ||
| 100.00 | AA- | 1,054,490 | ||
| 1,130 | Monroe Newpower Corporation, New York, Power Facilities | |||
| Revenue Bonds, Series 2003, 5.500%, 1/01/34 | 1/13 at | |||
| 102.00 | BBB | 1,186,014 | ||
| 2,180 | Nassau County Interim Finance Authority, New York, Sales and | |||
| Use Tax Revenue Bonds, Series 2004H, | No Opt. | |||
| Call | AAA | 2,397,978 | ||
| 5.250%, 11/15/13 - AMBAC Insured | ||||
| New York City Sales Tax Asset Receivable Corporation, New | ||||
| York, Dedicated Revenue Bonds, Local | ||||
| Government Assistance Corporation, Series 2004A: | ||||
| 1,000 | 5.000%, 10/15/24 - MBIA Insured | 10/14 at | ||
| 100.00 | AAA | 1,061,640 | ||
| 1,100 | 5.000%, 10/15/25 - MBIA Insured | 10/14 at | ||
| 100.00 | AAA | 1,166,143 | ||
| 810 | 5.000%, 10/15/26 - MBIA Insured | 10/14 at | ||
| 100.00 | AAA | 858,090 | ||
| 1,875 | 5.000%, 10/15/29 - AMBAC Insured | 10/14 at | ||
| 100.00 | AAA | 1,976,438 | ||
| 1,670 | New York City Transitional Finance Authority, New York, | |||
| Future Tax Secured Bonds, Fiscal Series 2003E, | 2/13 at | |||
| 100.00 | AAA | 1,749,525 | ||
| 5.000%, 2/01/23 | ||||
| 1,000 | New York State Environmental Facilities Corporation, | |||
| Infrastructure Revenue Bonds, Series 2003A, 5.000%, | 3/14 at | |||
| 100.00 | AA- | 1,055,350 | ||
| 3/15/21 | ||||
| 3,400 | New York State Thruway Authority, Highway and Bridge Trust | |||
| Fund Bonds, Second Generation, | No Opt. | |||
| Call | AAA | 3,935,670 | ||
| Series 2005B, 5.500%, 4/01/20 - AMBAC Insured | ||||
| New York State Tobacco Settlement Financing Corporation, | ||||
| Tobacco Settlement Asset-Backed and State | ||||
| Contingency Contract-Backed Bonds, Series | ||||
| 2003A-1: | ||||
| 2,000 | 5.250%, 6/01/20 - AMBAC Insured | 6/13 at | ||
| 100.00 | AAA | 2,155,740 | ||
| 2,000 | 5.250%, 6/01/22 - AMBAC Insured | 6/13 at | ||
| 100.00 | AAA | 2,143,800 | ||
| 1,000 | New York State Tobacco Settlement Financing Corporation, | |||
| Tobacco Settlement Asset-Backed and State | 6/13 at | |||
| 100.00 | AA- | 1,091,080 | ||
| Contingency Contract-Backed Bonds, Series 2003B-1C, 5.500%, | ||||
| 6/01/21 | ||||
| 3,345 | Suffolk County Judicial Facilities Agency, New York, Service | |||
| Agreement Revenue Bonds, John P. Colahan | 10/09 at | |||
| 101.00 | AAA | 3,575,772 | ||
| Court Complex, Series 1999, 5.250%, 10/15/15 - AMBAC | ||||
| Insured | ||||
| 750 | Virgin Islands Public Finance Authority, Gross Receipts Taxes | |||
| Loan Note, Series 1999A, 6.500%, 10/01/24 | 10/10 at | |||
| 101.00 | BBB | 834,000 | ||
| 34,975 | Total Tax Obligation/Limited | 37,813,638 | ||
| Transportation - 11.9% (8.1% of Total | ||||
| Investments) | ||||
| 700 | Albany Parking Authority, New York, Revenue Bonds, Series | |||
| 2001A, 5.625%, 7/15/25 | 7/11 at | |||
| 101.00 | BBB+ | 746,361 | ||
| 1,000 | Metropolitan Transportation Authority, New York, | |||
| Transportation Revenue Refunding Bonds, Series 2002A, | 11/12 at | |||
| 100.00 | AAA | 1,068,230 | ||
| 5.125%, 11/15/22 - FGIC Insured | ||||
| 1,000 | New York City Industrial Development Agency, New York, | |||
| Special Facilities Revenue Bonds, JFK Airport - | 8/12 at | |||
| 101.00 | B- | 1,067,460 | ||
| American Airlines Inc., Series 2002B, 8.500%, 8/01/28 | ||||
| (Alternative Minimum Tax) | ||||
| 865 | New York State Thruway Authority, General Revenue Bonds, | |||
| Series 2005F, 5.000%, 1/01/30 - AMBAC Insured | 1/15 at | |||
| 100.00 | AAA | 908,155 | ||
| New York State Thruway Authority, General Revenue Bonds, | ||||
| Series 2005G: | ||||
| 700 | 5.000%, 1/01/30 - FSA Insured | 7/15 at | ||
| 100.00 | AAA | 738,731 | ||
| 2,100 | 5.000%, 1/01/32 - FSA Insured | 7/15 at | ||
| 100.00 | AAA | 2,211,174 | ||
| 500 | Niagara Frontier Airport Authority, New York, Airport Revenue | |||
| Bonds, Buffalo Niagara International Airport, | 4/09 at | |||
| 101.00 | AAA | 529,780 | ||
| Series 1999A, 5.625%, 4/01/29 - MBIA Insured (Alternative | ||||
| Minimum Tax) | ||||
| Port Authority of New York and New Jersey, Consolidated | ||||
| Revenue Bonds, One Hundred Fortieth Series 2005: | ||||
| 800 | 5.000%, 12/01/19 - FSA Insured | 6/15 at | ||
| 101.00 | AAA | 864,808 | ||
| 1,300 | 5.000%, 12/01/28 - XLCA Insured | 6/15 at | ||
| 101.00 | AAA | 1,370,772 | ||
| 615 | 5.000%, 12/01/31 - XLCA Insured | 6/15 at | ||
| 101.00 | AAA | 645,566 | ||
| 3,000 | Port Authority of New York and New Jersey, Consolidated | |||
| Revenue Bonds, One Hundred Twentieth Series | 10/07 at | |||
| 101.00 | AAA | 3,135,660 | ||
| 2000, 5.750%, 10/15/26 - MBIA Insured (Alternative Minimum | ||||
| Tax) | ||||
| 1,000 | Triborough Bridge and Tunnel Authority, New York, General | |||
| Purpose Revenue Bonds, Series 2001A, 5.250%, | 1/12 at | |||
| 100.00 | Aa2 | 1,081,350 | ||
| 1/01/16 | ||||
| 2,500 | Triborough Bridge and Tunnel Authority, New York, General | |||
| Purpose Revenue Refunding Bonds, | 11/12 at | |||
| 100.00 | Aa2 | 2,634,875 | ||
| Series 2002B, 5.000%, 11/15/21 | ||||
| 16,080 | Total Transportation | 17,002,922 | ||
| U.S. Guaranteed (4) - 16.0% (11.0% of Total | ||||
| Investments) | ||||
| 175 | Dormitory Authority of the State of New York, Improvement | |||
| Revenue Bonds, Mental Health Services Facilities, | 8/10 at | |||
| 100.00 | AAA | 193,384 | ||
| Series 2000D, 5.875%, 8/15/18 (Pre-refunded 8/15/10) - FSA | ||||
| Insured | ||||
| 600 | Dormitory Authority of the State of New York, Revenue Bonds, | |||
| State Personal Income Tax, Series 2003A, | 3/13 at | |||
| 100.00 | AA (4) | 666,612 | ||
| 5.375%, 3/15/22 (Pre-refunded 3/15/13) | ||||
| 525 | Erie County Tobacco Asset Securitization Corporation, New | |||
| York, Senior Tobacco Settlement Asset-Backed | 7/10 at | |||
| 101.00 | AAA | 584,918 | ||
| Bonds, Series 2000, 6.000%, 7/15/20 (Pre-refunded | ||||
| 7/15/10) | ||||
| 1,250 | Metropolitan Transportation Authority, New York, Commuter | |||
| Facilities Revenue Bonds, Series 1997B, | 7/07 at | |||
| 102.00 | AAA | 1,305,838 | ||
| 5.000%, 7/01/20 - AMBAC Insured | ||||
| 5,520 | Metropolitan Transportation Authority, New York, Dedicated | |||
| Tax Fund Bonds, Series 1999A, 5.250%, 4/01/23 | 10/14 at | |||
| 100.00 | AAA | 6,143,534 | ||
| (Pre-refunded 10/01/14) - FSA Insured | ||||
| Monroe Tobacco Asset Securitization Corporation, New York, | ||||
| Tobacco Settlement Asset-Backed Bonds, Series 2000: | ||||
| 265 | 6.000%, 6/01/15 (Pre-refunded 6/01/10) | 6/10 at | ||
| 101.00 | AAA | 294,656 | ||
| 1,665 | 6.150%, 6/01/25 (Pre-refunded 6/01/10) | 6/10 at | ||
| 101.00 | AAA | 1,861,054 | ||
| 50 | New York City, New York, General Obligation Bonds, Fiscal | |||
| Series 1999J, 5.125%, 5/15/29 | 5/09 at | |||
| 101.00 | AAA | 53,313 | ||
| (Pre-refunded | ||||
| 5/15/09) - MBIA Insured | ||||
| 400 | New York | |||
| Counties Tobacco Trust I, Tobacco Settlement Pass-Through Bonds, Series | ||||
| 2000B, 5.800%, 6/01/23 | 6/10 at | |||
| 101.00 | AAA | 441,512 | ||
| (Pre-refunded | ||||
| 6/01/10) | ||||
| 1,000 | New York State | |||
| Thruway Authority, Highway and Bridge Trust Fund Bonds, Second Generation, | ||||
| Series 2003A, | 4/13 at | |||
| 100.00 | AAA | 1,103,440 | ||
| 5.250%, 4/01/23 | ||||
| (Pre-refunded 4/01/13) - MBIA Insured | ||||
| 2,000 | New York State | |||
| Thruway Authority, Highway and Bridge Trust Fund Bonds, Second Generation, | ||||
| Series 2004, | 4/14 at | |||
| 100.00 | AAA | 2,182,600 | ||
| 5.000%, 4/01/20 | ||||
| (Pre-refunded 4/01/14) - MBIA Insured | ||||
| 1,000 | New York State | |||
| Urban Development Corporation, State Personal Income Tax Revenue Bonds, | ||||
| State Facilities | 3/12 at | |||
| 100.00 | AA (4) | 1,087,540 | ||
| and Equipment, | ||||
| Series 2002A, 5.125%, 3/15/27 (Pre-refunded 3/15/12) | ||||
| 3,000 | Triborough | |||
| Bridge and Tunnel Authority, New York, General Purpose Revenue Bonds, | ||||
| Series 1997A, 5.250%, | 1/22 at | |||
| 100.00 | Aa2 (4) | 3,411,420 | ||
| 1/01/28 | ||||
| (Pre-refunde d 1/01/22) | ||||
| 600 | Utica Industrial Development Agency, New York, Revenue Bonds, | |||
| Utica College, Series 2004A, 6.875%, | 6/09 at | |||
| 101.00 | N/R (4) | 637,758 | ||
| 12/01/34 | ||||
| 1,250 | Westchester | |||
| Tobacco Asset Securitization Corporation, New York, Tobacco Settlement | ||||
| Asset-Backed Bonds, | 7/10 at | |||
| 101.00 | AAA | 1,431,175 | ||
| Series 1999, 6.750%, 7/15/29 (Pre-refunded 7/15/10) | ||||
| 1,400 | Yonkers | |||
| Industrial Development Agency, New York, Revenue Bonds, Community | ||||
| Development Properties - | 2/11 at | |||
| 100.00 | BBB- (4) | 1,605,324 | ||
| Yonkers Inc. | ||||
| Project, Series 2001A, 6.625%, 2/01/26 (Pre-refunded 2/01/11) | ||||
| 20,700 | Total U.S. Guaranteed | 23,004,078 | ||
| Utilities - 9.3% (6.3% of Total Investments) | ||||
| Long Island | ||||
| Power Authority, New York, Electric System General Revenue Bonds, Series | ||||
| 1998A: | ||||
| 2,300 | 5.125%, 12/01/22 | |||
| - FSA Insured | 6/08 at | |||
| 101.00 | AAA | 2,410,354 | ||
| 4,575 | 5.250%, 12/01/26 | |||
| - MBIA Insured | 6/08 at | |||
| 101.00 | AAA | 4,795,697 | ||
| 2,000 | Long Island Power Authority, New York, Electric System | |||
| General Revenue Bonds, Series 2003C, 5.000%, | 9/13 at | |||
| 100.00 | AAA | 2,155,780 | ||
| 9/01/15 - CIFG | ||||
| Insured | ||||
| 2,000 | New York State | |||
| Power Authority, General Revenue Bonds, Series 2000A, 5.250%, | ||||
| 11/15/30 | 11/10 at | |||
| 100.00 | Aa2 | 2,119,000 | ||
| 250 | Niagara County Industrial Development Agency, New York, Solid | |||
| Waste Disposal Facility Revenue Bonds, | 11/11 at | |||
| 101.00 | Baa3 | 263,962 | ||
| American Ref-Fuel Company of Niagara LP, Series 2001C, | ||||
| 5.625%, 11/15/24 (Mandatory put 11/15/14) | ||||
| (Alternative | ||||
| Minimum Tax) | ||||
| 600 | Niagara County | |||
| Industrial Development Agency, New York, Solid Waste Disposal Facility | ||||
| Revenue Refunding | 11/11 at | |||
| 101.00 | Baa3 | 633,420 | ||
| Bonds, American | ||||
| Ref-Fuel Company of Niagara LP, Series 2001B, 5.550%, 11/15/24 (Mandatory | ||||
| put 11/15/13) | ||||
| (Alternative | ||||
| Minimum Tax) | ||||
| 955 | Suffolk County Industrial Development Agency, New York, | |||
| Revenue Bonds, Nissequogue Cogeneration Partners | No Opt. | |||
| Call | N/R | 918,061 | ||
| Facility, Series | ||||
| 1998, 4.875%, 1/01/08 (Alternative Minimum Tax) | ||||
| 12,680 | Total | |||
| Utilities | 13,296,274 | |||
| Water and Sewer - 3.8% (2.6% of Total | ||||
| Investments) | ||||
| 2,000 | New York City | |||
| Municipal Water Finance Authority, New York, Water and Sewerage System | ||||
| Revenue Bonds, | 6/10 at | |||
| 101.00 | AA+ | 2,150,080 | ||
| Fiscal Series | ||||
| 2001A, 5.500%, 6/15/33 | ||||
| 1,130 | New York City | |||
| Municipal Water Finance Authority, New York, Water and Sewerage System | ||||
| Revenue Bonds, | 6/12 at | |||
| 100.00 | AA+ | 1,226,005 | ||
| Fiscal Series | ||||
| 2003A, 5.375%, 6/15/19 | ||||
| 1,955 | New York State | |||
| Environmental Facilities Corporation, State Clean Water and Drinking Water | ||||
| Revolving Funds | 11/12 at | |||
| 100.00 | AAA | 2,120,706 | ||
| Revenue Bonds, | ||||
| Pooled Loan Issue, Series 2002F, 5.250%, 11/15/17 | ||||
| 5,085 | Total Water and Sewer | 5,496,791 | ||
| $ 196,315 | Total | |||
| Investments (cost $198,096,271) - 146.5% | 209,442,279 | |||
| Other Assets Less Liabilities - 1.8% | 2,496,963 | |||
| Preferred | ||||
| Shares, at Liquidation Value - (48.3)% | (69,000,000) | |||
| Net Assets Applicable to Common Shares - 100% | $ 142,939,242 |
| (1 | ) | All percentages shown in the Portfolio of Investments are
based on net assets applicable to Common shares |
| --- | --- | --- |
| | | unless otherwise noted. |
| (2 | ) | Optional Call Provisions: Dates (month and year) and prices
of the earliest optional call or redemption. There |
| | | may be other call provisions at varying prices at later
dates. Certain mortgage-backed securities may be |
| | | subject to periodic principal paydowns. |
| (3 | ) | Ratings: Using the higher of Standard & Poors or Moodys
rating. Ratings below Baa by Moodys Investor |
| | | Service, Inc. or BBB by Standard & Poors Group are
considered to be below investment grade. |
| (4 | ) | Securities are backed by an escrow or trust containing
sufficient U.S. Government or U.S. Government |
| | | agency securities which ensures the timely payment of
principal and interest. Such securities are normally |
| | | considered to be equivalent to AAA rated
securities. |
| N/R | | Investment is not rated. |
Income Tax Information
The following information is presented on an income tax basis. Differences between amounts for financial statement and federal income tax purposes are primarily due to timing differences in recognizing taxable market discount and timing differences in recognizing certain gains and losses on investment transactions.
At December 31, 2005, the cost of investments was $198,018,487.
Gross unrealized appreciation and gross unrealized depreciation of investments at December 31, 2005, were as follows:
| Gross unrealized: — Appreciation | $ 11,573,971 | |
|---|---|---|
| Depreciation | (150,179 | ) |
| Net unrealized appreciation (depreciation) of | ||
| investments | $ 11,423,792 |
Item 2. Controls and Procedures.
Item 3. Exhibits.
File as exhibits as part of this Form a separate certification for each principal executive officer and principal financial officer of the registrant as required by Rule 30a-2(a) under the 1940 Act (17 CFR 270.30a-2(a)), exactly as set forth below: EX-99 CERT Attached hereto.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Nuveen New York Dividend Advantage Municipal Fund
By (Signature and Title)* /s/ Jessica R. Droeger Jessica R. Droeger Vice President and Secretary
Date 2/27/06
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By (Signature and Title)* /s/ Gifford R. Zimmerman Gifford R. Zimmerman Chief Administrative Officer (principal executive officer)
Date 2/27/06
By (Signature and Title)* /s/ Stephen D. Foy Stephen D. Foy Vice President and Controller (principal financial officer)
Date 2/27/06
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