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Nuvation Bio Inc. — Director's Dealing 2023
Mar 3, 2023
32154_dirs_2023-03-02_2f0b7293-e0b5-4383-a0a0-d11256af12c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nuvation Bio Inc. (NUVB)
CIK: 0001811063
Period of Report: 2023-02-28
Reporting Person: Hanley David C. (Chief Technical Operations)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-28 | Stock Option (Right to Buy) | $1.94 | A | 500000 | Acquired | 2033-02-27 | Class A Common Stock (500000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 6000 | Direct |
Footnotes
F1: Includes 3,000 shares acquired on May 19, 2022 and 3,000 shares acquired on November 18, 2022 under the Issuer's 2021 Employee Stock Purchase Plan.
F2: Option vests as to 25% on the one year anniversary of 2/28/2023, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.
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