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Nuvation Bio Inc. — Director's Dealing 2022
Mar 2, 2022
32154_dirs_2022-03-02_b0cec9d7-a6e4-411e-a272-f1dec49d2515.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nuvation Bio Inc. (NUVB)
CIK: 0001811063
Period of Report: 2022-02-28
Reporting Person: Hung David (Director, President and CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-28 | Stock Option (Right to Buy) | $5.06 | A | 2000000 | Acquired | 2032-02-27 | Class A Common Stock (2000000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Class A Common Stock | 58646800 | Direct |
Footnotes
F1: Includes 1,788 shares acquired on November 19, 2021 under the Issuer's 2021 Employee Stock Purchase Plan.
F2: Option vests as to 25% on the one year anniversary of 2/28/2022, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.
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