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Nuvation Bio Inc. — Director's Dealing 2021
Mar 11, 2021
32154_dirs_2021-03-11_da795de2-7d84-46b4-acde-67db2f7025bd.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nuvation Bio Inc. (NUVB)
CIK: 0001811063
Period of Report: 2021-03-09
Reporting Person: Hung David (Director, President and CEO, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-09 | Stock Option (Right to Buy) | $12.66 | A | 165465 | Acquired | 2031-03-08 | Common Stock (165465) | Direct |
| 2021-03-09 | Stock Option (Right to Buy) | $12.66 | A | 224760 | Acquired | 2031-03-08 | Common Stock (224760) | Direct |
Footnotes
F1: Option vests as to 25% on the one year anniversary of 3/9/2021, and monthly thereafter over the following 36 months, subject to Reporting Person's continuous service on each such vesting date.
F2: Option vests upon the achievement of certain performance goals, including market-price goals, through the fifth anniversary of March 9, 2021, subject to Reporting Person's continuous service on each such vesting date.
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