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Nutanix, Inc. — Director's Dealing 2024
Jun 19, 2024
30285_dirs_2024-06-18_2656e0df-f81a-422d-935a-7e875e626467.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2024-06-15
Reporting Person: Sangster David (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-06-15 | Class A Common Stock | M | 11787 | — | Acquired | 74554 | Direct |
| 2024-06-15 | Class A Common Stock | M | 3020 | — | Acquired | 77574 | Direct |
| 2024-06-15 | Class A Common Stock | M | 6250 | — | Acquired | 83824 | Direct |
| 2024-06-15 | Class A Common Stock | M | 3177 | — | Acquired | 87001 | Direct |
| 2024-06-15 | Class A Common Stock | F | 12284 | $54.01 | Disposed | 74717 | Direct |
| 2024-06-18 | Class A Common Stock | S | 10037 | $54.1734 | Disposed | 64680 | Direct |
| 2024-06-18 | Class A Common Stock | S | 347 | $54.53 | Disposed | 64333 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-06-15 | Restricted Stock Units | $ | M | 11787 | Disposed | Class A Common Stock (11787) | Direct | |
| 2024-06-15 | Restricted Stock Units | $ | M | 3020 | Disposed | Class A Common Stock (3020) | Direct | |
| 2024-06-15 | Restricted Stock Units | $ | M | 6250 | Disposed | Class A Common Stock (6250) | Direct | |
| 2024-06-15 | Restricted Stock Units | $ | M | 3177 | Disposed | Class A Common Stock (3177) | Direct |
Footnotes
F1: Since the date of the Reporting Person's last ownership report, the Reporting Person transferred 7,425 shares of the Issuer's Class A common stock to his former spouse pursuant to a divorce decree in a transaction exempt from reporting under Rule 16a-12.
F2: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.
F3: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023.
F4: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $53.484 to $54.45 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F5: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.
F6: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F7: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F8: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.
F9: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.