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Nutanix, Inc. Director's Dealing 2023

Dec 19, 2023

30285_dirs_2023-12-18_4bc35aca-7b6a-4de3-b20d-87fcbabbb4c4.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2023-12-15

Reporting Person: Sangster David (N/A)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-12-15 Class A Common Stock M 11787 Acquired 78657 Direct
2023-12-15 Class A Common Stock M 3020 Acquired 81677 Direct
2023-12-15 Class A Common Stock M 6250 Acquired 87927 Direct
2023-12-15 Class A Common Stock M 3176 Acquired 91103 Direct
2023-12-15 Class A Common Stock F 12016 $46.32 Disposed 79087 Direct
2023-12-18 Class A Common Stock S 10616 $46.0426 Disposed 68471 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-12-15 Restricted Stock Units $ M 11787 Disposed Class A Common Stock (11787) Direct
2023-12-15 Restricted Stock Units $ M 3020 Disposed Class A Common Stock (3020) Direct
2023-12-15 Restricted Stock Units $ M 6250 Disposed Class A Common Stock (6250) Direct
2023-12-15 Restricted Stock Units $ M 3176 Disposed Class A Common Stock (3176) Direct

Footnotes

F1: Represents shares withheld by the Issuer to satisfy tax withholding obligations arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

F2: This transaction was effected automatically pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 14, 2023.

F3: The reported price in Column 4 is a weighted average sale price. These shares were sold in multiple transactions at prices ranging from $45.85 to $46.31 per share. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

F4: Each RSU represents a contingent right to receive one share of the Issuer's Class A common stock.

F5: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F6: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2021, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F7: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2022, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.

F8: The RSUs vest in 16 equal quarterly installments, with the first of such quarterly installments having vested on December 15, 2023, subject to the Reporting Person continuing to provide service to the Issuer through each vesting date.