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Nutanix, Inc. — Director's Dealing 2022
Jan 5, 2022
30285_dirs_2022-01-05_cdf799db-56fa-4fa0-a1d7-73536dbbcda7.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2022-01-03
Reporting Person: Williams Duston (Chief Financial Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-01-03 | Class A Common Stock | A | 31250 | — | Acquired | 229822 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-01-03 | Class B Common Stock | $ | C | 31250 | Disposed | Class A Common Stock (31250) | Direct | |
| 2022-01-03 | Stock Option (Right to Buy) | $3.20 | J | 623750 | Disposed | 2024-06-18 | Class B Common Stock (623750) | Direct |
| 2022-01-03 | Stock Option (Right to Buy) | $3.20 | J | 623750 | Acquired | 2024-06-18 | Class A Common Stock (623750) | Direct |
Footnotes
F1: Effective as of January 3, 2022 at 12:01 a.m., New York City time, all outstanding shares of the Issuers Class B common stock automatically converted into the same number of shares of the Issuers Class A common stock, pursuant to the terms of the Issuers Amended and Restated Certificate of Incorporation.
F2: Upon the automatic conversion described in footnote 1, the outstanding options previously denominated in shares of Class B common stock remained unchanged, except that they now represent the right to receive shares of the Issuers Class A common stock.
F3: The shares subject to the options are fully vested and exercisable immediately.