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Nutanix, Inc. Director's Dealing 2021

Sep 18, 2021

30285_dirs_2021-09-17_ea6095ab-06fc-4166-a478-7bb2d2d46a2b.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Nutanix, Inc. (NTNX)
CIK: 0001618732
Period of Report: 2021-09-15

Reporting Person: Kaddaras Christopher Nicholas Jr (Chief Revenue Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-09-15 Class A Common Stock M 1875 $0.00 Acquired 146443 Direct
2021-09-15 Class A Common Stock M 15625 $0.00 Acquired 162068 Direct
2021-09-15 Class A Common Stock M 10937 $0.00 Acquired 173005 Direct
2021-09-16 Class A Common Stock S 11562 $41.74 Disposed 161443 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-09-15 Restricted Stock Units $ M 1875 Disposed Class A Common Stock (1875) Direct
2021-09-15 Restricted Stock Units $ M 15625 Disposed Class A Common Stock (15625) Direct
2021-09-15 Restricted Stock Units $ M 10937 Disposed Class A Common Stock (10937) Direct

Footnotes

F1: Represents shares sold to cover the tax liability arising from the vesting of Reporting Person's Restricted Stock Units, or RSUs.

F2: Each RSU represents a contingent right to receive one share of Issuer's Class A common stock.

F3: The RSUs will vest in 16 equal quarterly installments with the first of such quarterly installments to vest on June 15, 2018, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F4: The RSUs will vest in 16 equal quarterly installments with the first of such quarterly installments to vest on June 15, 2019, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.

F5: The RSUs will vest in 16 equal quarterly installments, with the first of such quarterly installments to vest on March 15, 2020, subject to the Reporting Person continuing to provide service to the Issuer through the applicable vesting date.